Cpr Financial & Insurance Services, Inc.
- Regulatory AUM
- $89.1M
- Discretionary
- $73.7M
- Clients
- 696
- Avg AUM / client
- $128K
- Accounts
- 825
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 681 | $64.0M | 71.8% |
| High net worth individuals | 15 | $25.1M | 28.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cpr Advisor K Mep Fiduciary Wise Llc Fiduciary Wise, Llc Fbo Psn Services, Llc | 2024 | |
| Cpr Advisor K Mep Fiduciary Wise Llc Fiduciary Wise Llc Fbo Arcelormittal Texas Hbi, Llc | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Phillip Rosen | Registered representative | Feb 2015 (12y) | ||
| Vincent Rocco Lombardo | Registered representative | Aug 2015 (11y) | ||
| Amy Rose Hall | Registered representative | Feb 2018 (9y) | ||
| Manuel Menendez | Registered representative | Apr 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cpr Advisor K Mep Fiduciary Wise Llc | Fiduciary Wise, Llc Fbo Psn Services, Llc | 806 | $11.8M | 01/01/2024 |
| Cpr Advisor K Mep Fiduciary Wise Llc | Fiduciary Wise Llc Fbo Arcelormittal Texas Hbi, Llc | 248 | $14.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/14/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISORS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $79.7M (89% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 14, 2026.
View current Form ADV (SEC/IAPD) ↗