Fremont Financial Advisors Inc.
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 145865
· SEC file 801-68756
· Riverton, WY
· WWW.FREMONTFINANCIAL.COM
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ADV data as of Mar 12, 2026
- Regulatory AUM
- $10.1M
- Discretionary
- $10.1M
- Clients
- 37
- Avg AUM / client
- $272K
- Accounts
- 37
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 34 | $6.6M | 65.8% |
| High net worth individuals | 2 | $2.3M | 22.8% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 1 | $1.2M | 11.5% |
| Charitable organizations | 0 | $0 | — |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 0 | $0 | — |
| Other | 0 | $0 | — |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kathleen Ann Parker | Ceo | Sep 2007 (19y) | 75% or more | |
| James David Parker | Cco | Jul 2017 (9y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Other fees
- • A % OF ASSETS UNDER MY MONEY MANAGER'S MANAGEMENT
Services
- • Financial planning services
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗