Safe Harbor Investment Advisors, Llc
- Regulatory AUM
- $18.1M
- Discretionary
- $18.1M
- Clients
- 16
- Avg AUM / client
- $1.1M
- Accounts
- 22
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $3.2M | 17.8% |
| High net worth individuals | 3 | $8.7M | 47.7% |
| Pension and profit sharing plans | 6 | $0 | — |
| Charitable organizations | 1 | $6.3M | 34.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Consolidated Waterproofing Contractors, Inc. 401(k) Contribution Profit Sharing Consolidated Waterproofing Contractors, Inc. | 2024 | |
| Datalab Usa, Llc 401(k) Profit Sharing Plan Datalab Usa, Llc | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kurt Allan Houghton | Registered representative | Oct 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Consolidated Waterproofing Contractors, Inc. 401(k) Contribution Profit Sharing | Consolidated Waterproofing Contractors, Inc. | 244 | $21.4M | 01/01/2024 |
| Datalab Usa, Llc 401(k) Profit Sharing Plan | Datalab Usa, Llc | 118 | $30.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/28/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- Truist Financial Corp $18.1M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 28, 2026.
View current Form ADV (SEC/IAPD) ↗