Safeguard Investment Advisory Group, Llc
- Regulatory AUM
- $702M
- Discretionary
- $701M
- Clients
- 1,804
- Avg AUM / client
- $389K
- Accounts
- 4,458
- Employees
- 25
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Investments (13F portfolio — 143 positions, $361,985,421)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | US CORE EQUITY 2 | $78,595,561 | 2,022,586 | 21.7% | 11.2% |
| 2 | Dimensional Etf Trust | US HIGH PROFITAB | $45,224,366 | 1,230,260 | 12.5% | 6.44% |
| 3 | Invesco Qqq Tr | UNIT SER 1 | $41,002,542 | 71,039 | 11.3% | 5.84% |
| 4 | State Str Spdr S&P 500 Etf T | TR UNIT | $32,655,537 | 50,211 | 9.02% | 4.65% |
| 5 | Dimensional Etf Trust | US SMALL CAP VAL | $21,417,660 | 611,262 | 5.92% | 3.05% |
| 6 | Apple Inc | COM | $10,052,529 | 39,609 | 2.78% | 1.43% |
| 7 | Vanguard Index Fds | S&P 500 ETF SHS | $7,317,233 | 12,245 | 2.02% | 1.04% |
| 8 | Invesco Exch Traded Fd Tr Ii | NASDAQ 100 ETF | $6,710,840 | 28,241 | 1.85% | 0.96% |
| 9 | Schwab Strategic Tr | US DIVIDEND EQ | $6,179,077 | 201,403 | 1.71% | 0.88% |
| 10 | Vanguard World Fd | HEALTH CAR ETF | $6,132,795 | 22,518 | 1.69% | 0.87% |
| 11 | Ishares Tr | U.S. MED DVC ETF | $5,394,619 | 101,117 | 1.49% | 0.77% |
| 12 | Nvidia Corporation | COM | $5,179,003 | 29,696 | 1.43% | 0.74% |
| 13 | Broadcom Inc | COM | $5,087,053 | 16,435 | 1.41% | 0.72% |
| 14 | Dimensional Etf Trust | CORE FIXED INCOM | $4,389,279 | 103,977 | 1.21% | 0.63% |
| 15 | Amazon Com Inc | COM | $3,650,003 | 17,525 | 1.01% | 0.52% |
| 16 | Vanguard Specialized Funds | DIV APP ETF | $3,611,826 | 16,794 | 1.0% | 0.51% |
| 17 | Microsoft Corp | COM | $3,150,592 | 8,525 | 0.87% | 0.45% |
| 18 | Alphabet Inc | CAP STK CL A | $2,571,650 | 8,942 | 0.71% | 0.37% |
| 19 | Eli Lilly & Co | COM | $2,393,319 | 2,602 | 0.66% | 0.34% |
| 20 | At&T Inc | COM | $1,964,774 | 67,773 | 0.54% | 0.28% |
| 21 | Bank America Corp | COM | $1,913,289 | 39,246 | 0.53% | 0.27% |
| 22 | Tesla Inc | COM | $1,871,288 | 5,034 | 0.52% | 0.27% |
| 23 | Costco Wholesale Corporation | COM | $1,727,831 | 1,734 | 0.48% | 0.25% |
| 24 | Jefferies Financial Group In | COM | $1,627,566 | 39,437 | 0.45% | 0.23% |
| 25 | Ishares Tr | 0-3 MNTH TREASRY | $1,616,595 | 16,059 | 0.45% | 0.23% |
Top 25 of 143 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,331 | $377M | 53.7% |
| High net worth individuals | 395 | $309M | 43.9% |
| Pension and profit sharing plans | 56 | $12.2M | 1.73% |
| Charitable organizations | 4 | $764K | 0.11% |
| Corporations and other businesses | 18 | $3.6M | 0.51% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Reid Nmn Abedeen | Member | Jan 2008 (19y) | 25% – 50% | |
| Ricky Nmn Rivera | Member | Jan 2008 (19y) | 25% – 50% | |
| Edward Anthony Sota | Member | Jul 2008 (18y) | 25% – 50% | |
| James P. Murray | Chief Compliance Officer | Apr 2021 (5y) | Less than 5% | |
| Andrew John Anable | Registered representative | Sep 2016 (10y) | ||
| David Laurance Hart | Registered representative | Jul 2020 (6y) | ||
| Deryk Cherubini | Registered representative | Mar 2024 (2y) | ||
| Christopher Edward Miller | Registered representative | Mar 2025 (1y) | ||
| Adam Spencer Casto | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $381M (54% of AUM) Mar 2026
- Fidelity Brokerage Services $320M (46% of AUM) Mar 2026
- Sei Investments Distribution Co. $3.8M (1% of AUM) May 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗