AUMdb

Navigo Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 146265 · SEC file 801-135369 · · TWITTER.COM
☆ Save with Pro ADV data as of Apr 20, 2026
Regulatory AUM
$130M
Discretionary
$130M
Clients
155
Avg AUM / client
$838K
Accounts
560
Employees
6

AUM over time

$130M $130M
Jan 20, 2026 Apr 20, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 20, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 73 $15.6M 12.0%
High net worth individuals 82 $113M 87.2%
Corporations and other businesses Fewer than 5 clients $1.0M 0.77%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mark Lee Cawyer Registered representative Mar 2008 (18y)
Rory Axel Robertson Registered representative Jul 2011 (15y)
Chase Robert Cawyer Registered representative Sep 2014 (12y)
Christel Lee Walker Registered representative CFP Apr 2016 (10y)
Shabana Mansur Nathoo Registered representative May 2017 (9y)
Douglas Thomas Reifel Registered representative Jan 2020 (7y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/20/2026 1.14 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.

View current Form ADV (SEC/IAPD) ↗