J.D.T. Inc
- Regulatory AUM
- $159M
- Discretionary
- $152M
- Clients
- 208
- Avg AUM / client
- $763K
- Accounts
- 668
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 208 | $159M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sanmina Corporation 401(k) Plan Sanmina Corporation | 2024 | |
| Kutak Rock Llp 401(k) Profit Sharing Plan Kutak Rock Llp | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John D Thompson | President & Cco | Jan 1998 (29y) | 75% or more | |
| James Michael Thompson | Registered representative | May 2024 (2y) | ||
| James Alan Smith | Registered representative | CFP | Aug 2025 (1y) | |
| George David Pierce | Registered representative | Jan 2026 (1y) | ||
| Ralph Dudley Scearce | Registered representative | CFP | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sanmina Corporation 401(k) Plan | Sanmina Corporation | 4,427 | $590M | 01/01/2024 |
| Kutak Rock Llp 401(k) Profit Sharing Plan | Kutak Rock Llp | 1,017 | $536M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 973 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $64.6M (41% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.
View current Form ADV (SEC/IAPD) ↗