The Marshall Financial Group Llc
- Regulatory AUM
- $736M
- Discretionary
- $713M
- Clients
- 1,019
- Avg AUM / client
- $722K
- Accounts
- 2,667
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 828 | $283M | 38.4% |
| High net worth individuals | 166 | $389M | 52.9% |
| Pension and profit sharing plans | 11 | $25.1M | 3.42% |
| Charitable organizations | 3 | $11.9M | 1.62% |
| Insurance companies | 5 | $20.6M | 2.81% |
| Corporations and other businesses | 6 | $5.8M | 0.79% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peter Andrew Marshall | President, Chief Compliance Officer | Oct 2005 (21y) | 75% or more | |
| Agostino Anthony Pugliese | Partner | Oct 2015 (11y) | 10% – 25% | |
| Sheryl Diane Parks | Partner | CFP | Nov 2020 (6y) | 10% – 25% |
| Thomas Mc Andrew | Registered representative | Oct 2021 (5y) | ||
| Andrew John Hasz | Registered representative | Dec 2021 (5y) | ||
| John Russell Armstrong | Registered representative | CFP | Jul 2022 (4y) | |
| Cheryl L. Stuart | Registered representative | Sep 2024 (2y) | ||
| Tyler Kang | Registered representative | Apr 2025 (1y) | ||
| Christopher Nelson Barnes | Registered representative | May 2025 (1y) | ||
| Kyle Austin Levickas | Registered representative | Aug 2025 (1y) | ||
| Denton Penn Lane | Registered representative | Sep 2025 (1y) | ||
| Mary Agnes Barone | Registered representative | Dec 2025 (1y) | ||
| Thomas Andrew Arasz | Registered representative | CFP | Dec 2025 (1y) | |
| Rodney Dale Dir | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/08/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $542M (74% of AUM) Apr 2026
- Fidelity Brokerage Services $137M (19% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 08, 2026.
View current Form ADV (SEC/IAPD) ↗