AUMdb

Aviance Capital Partners Llc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 146597 · SEC file 801-68979 · Naples, FL · WWW.FACEBOOK.COM
☆ Save with Pro ADV data as of Apr 23, 2026
Regulatory AUM
$1.1B
Discretionary
$1.1B
Clients
372
Avg AUM / client
$3.0M
Accounts
974
Employees
11

AUM over time

$171M $1.1B
Nov 18, 2011 Apr 23, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 23, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 162 $79.4M 7.05%
High net worth individuals 210 $1.0B 92.7%
Charitable organizations Fewer than 5 clients $2.9M 0.25%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jack David Brown Managing Member CFA Dec 2011 (15y) 50% – 75%
Pike, Jeffrey, Stephen Chief Compliance Officer, Chief Operating Officer, Member Feb 2012 (15y) 25% – 50%
John Joseph Campbell Registered representative Dec 2017 (9y)
Michael John Chapman Registered representative CFA Sep 2018 (8y)
Paula Benge Jewell Registered representative Apr 2023 (3y)
Alexander I Crevi Registered representative Mar 2024 (2y)
Francisco Antonio Aguilera Registered representative CFP CFA May 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/23/2026 1.09 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 23, 2026.

View current Form ADV (SEC/IAPD) ↗