Structured Wealth Management, Inc.
State-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 146611
· SEC file 801-133861
· Toledo, OH
· WWW.STRUCTUREDPLAN.COM
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ADV data as of Feb 27, 2026
- Regulatory AUM
- $227M
- Discretionary
- $227M
- Clients
- 527
- Avg AUM / client
- $431K
- Accounts
- 527
- Employees
- 4
AUM over time
$169M
$227M
Jun 11, 2025
Feb 27, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 523 | $226M | 99.8% |
| Corporations and other businesses | 4 | $542K | 0.24% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Kessel Rogers | Registered representative | Mar 2008 (18y) | ||
| Brian Andrew Schmitz | Registered representative | Apr 2008 (18y) | ||
| Paul William Manol | Registered representative | Jan 2021 (6y) | ||
| Christopher Charles Wilson | Registered representative | Mar 2022 (4y) | ||
| Nathan Thomas Reiter | Registered representative | Feb 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PLAN FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.
View current Form ADV (SEC/IAPD) ↗