AUMdb

Pariter Wealth Management Group Llc

State-registered Broker-Dealer (Dually Registered) · Boutique (under $100M) CRD 146622 · SEC file 801-69079 · Guaynabo, PR · WWW.PARITERWMG.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$10.6M
Discretionary
$10.5M
Clients
27
Avg AUM / client
$391K
Accounts
27
Employees
3

AUM over time

$10.6M $148M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 10 $793K 7.52%
High net worth individuals 1 $233K 2.21%
Pension and profit sharing plans 6 $406K 3.85%
Other 10 $9.1M 86.4%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Francisco Jose Rivera Fernandez President Feb 2008 (19y) 75% or more
Eduardo Sotomayor Alamo Chief Compliance Officer Mar 2016 (10y) Less than 5%
Braulio Luis Nieves Roman Registered representative Jan 2016 (11y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.3 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗