Fairway Asset Management, Llc
- Regulatory AUM
- $117M
- Discretionary
- $111M
- Clients
- 83
- Avg AUM / client
- $1.4M
- Accounts
- 83
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 63 | $13.1M | 11.1% |
| High net worth individuals | 11 | $56.1M | 47.8% |
| Pension and profit sharing plans | 7 | $6.1M | 5.23% |
| Charitable organizations | 1 | $5.6M | 4.8% |
| Corporations and other businesses | 1 | $36.5M | 31.1% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gulliver, Bruce | Executive Vice President | Mar 2008 (18y) | Less than 5% | |
| Blackman, Dennis, Dean | Member & Manger | Jul 2008 (18y) | ≈ 18.75% – 50% via Fairway Asset Management Holdings, Llc | |
| Jaime Michelle Luebbe | Secretary & Chief Compliance Officer | CFP | Jul 2008 (18y) | Less than 5% |
| Rudy Merl Thomas | President | Jul 2008 (18y) | ≈ 18.75% – 50% via Fairway Asset Management Holdings, Llc | |
| Gunnar Eric Olafson | Registered representative | CFA | Apr 2023 (3y) | |
| Matthew Smith | Registered representative | Jul 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fairway Asset Management Holdings, Llc | Member | Jul 2008 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Blackman, Dennis, Dean: 25% – 50% of Fairway Asset Management Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Rudy Merl Thomas: 25% – 50% of Fairway Asset Management Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗