Princeton Global Asset Management Llc
- Regulatory AUM
- $921M
- Discretionary
- $883M
- Clients
- 365
- Avg AUM / client
- $2.5M
- Accounts
- 1,229
- Employees
- 22
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 190 | $88.6M | 9.61% |
| High net worth individuals | 166 | $794M | 86.1% |
| Pension and profit sharing plans | 9 | $38.0M | 4.12% |
| Charitable organizations | 0 | $256K | 0.03% |
| Corporations and other businesses | 0 | $1.0M | 0.11% |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul Jeffrey Gerard | Chairman | CFA | Jan 2008 (19y) | 10% – 25% |
| Joel Heymsfeld | Chief Investment Officer | CFA | Jan 2009 (18y) | Less than 5% |
| Brett Michael Shaver | President And Cco | CFA | Sep 2016 (10y) | 50% – 75% |
| Richard Michael Moseley | Partner And Portfolio Manager | Mar 2021 (5y) | Less than 5% | |
| Robert G Spadaford | Registered representative | Sep 2017 (9y) | ||
| Paul A Lebowitz | Registered representative | CFP | Apr 2019 (7y) | |
| Joseph Thomas Schreiner | Registered representative | Aug 2019 (7y) | ||
| Tara Conti Bansal | Registered representative | CFP | Apr 2022 (4y) | |
| Daniel John Hanley | Registered representative | CFP | Jan 2023 (4y) | |
| James Anthony Kilcommons | Registered representative | CFP | Apr 2024 (2y) | |
| Michael R Marsh | Registered representative | Dec 2024 (2y) | ||
| Matthew David Gelfand | Registered representative | CFP CFA | Dec 2024 (2y) | |
| Erica Susan Bullinger | Registered representative | May 2025 (1y) | ||
| Matthew Jordan Selihar | Registered representative | CFP | Nov 2025 (1y) | |
| Duane Everett Love | Registered representative | Jan 2026 (1y) | ||
| Francis Joseph Keene | Registered representative | CFP | Jan 2026 (1y) | |
| Marcell L Pickens | Registered representative | Jan 2026 (1y) | ||
| William Louis Kufta | Registered representative | Jan 2026 (1y) | ||
| Brendan John Mc Poyle | Registered representative | CFP | Jan 2026 (1y) | |
| George Brailsford Wislar | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Estate Of Antonio O. Elmaleh | Member | Mar 2021 | A | 10% – 25% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 912 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $649M (70% of AUM) Mar 2026
- National Financial Services (Fidelity) $147M (16% of AUM) Mar 2026
- Merrill Lynch $25.0M (13% of AUM) Feb 2020
- Pershing $20.0M (10% of AUM) Feb 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗