Archer Investment Management, Llc
- Regulatory AUM
- $371M
- Discretionary
- $371M
- Clients
- 254
- Avg AUM / client
- $1.5M
- Accounts
- 2,174
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 184 | $176M | 47.4% |
| High net worth individuals | 70 | $195M | 52.6% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Roofers Local No 20 Pension Plan Roofers Local No 20 Pension Plan | Raytown, MO | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard James Archer | President And Chief Compliance Officer | CFP CFA | Mar 2008 (18y) | Less than 5% |
| Emily Casey Rassam | Senior Financial Planner | CFP | Jan 2022 (5y) | 5% – 10% |
| Marti Ailene Bott | Registered representative | CFP | Apr 2024 (2y) | |
| Cheyney Rhea Scarbrough | Registered representative | CFP | Feb 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Slug Trust | Revocable Trust | May 2023 | A | 75% or more |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Roofers Local No 20 Pension Plan | Roofers Local No 20 Pension Plan | 540 | $110M | 06/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $340M (92% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗