Wealth Rescue Strategies, Inc.
- Regulatory AUM
- $58.5M
- Discretionary
- $58.5M
- Clients
- 8
- Avg AUM / client
- $7.3M
- Accounts
- 12
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $548K | 0.94% |
| High net worth individuals | Fewer than 5 clients | $4.3M | 7.28% |
| Pension and profit sharing plans | 8 | $52.2M | 89.2% |
| Charitable organizations | Fewer than 5 clients | $1.5M | 2.55% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Rice Services, Inc. 401(k) Plan Rice Services, Inc. | 2024 | |
| Cik Power 401(k) Plan Cik Power Distributors, Llc | 2024 | |
| Yavapai Prescott Indian Tribe Employee Savings And Retirement Plan Yavapai Prescott Indian Tribe | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jones, Chris, Leroy | Owner, Chief Compliance Officer | Jun 2009 (17y) | 75% or more | |
| Jennifer Dawn Rayner | Registered representative | Dec 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Rice Services, Inc. 401(k) Plan | Rice Services, Inc. | 656 | $4.4M | 01/01/2024 |
| Cik Power 401(k) Plan | Cik Power Distributors, Llc | 76 | $4.4M | 01/01/2024 |
| Yavapai Prescott Indian Tribe Employee Savings And Retirement Plan | Yavapai Prescott Indian Tribe | 311 | $14.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/22/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
Custody
Reported custodians
- The Standard $51.0M (87% of AUM) May 2026
- Assetmark Trust Company $6.3M (11% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 22, 2026.
View current Form ADV (SEC/IAPD) ↗