Trader Wealth Management, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 147190
· Barrington, IL
· WWW.TRADERWM.COM
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ADV data as of Apr 07, 2026
- Regulatory AUM
- $93.5M
- Discretionary
- $67.2M
- Clients
- 105
- Avg AUM / client
- $890K
- Accounts
- 325
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 56 | $12.9M | 13.9% |
| High net worth individuals | 49 | $80.5M | 86.1% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Charles Herr | Registered representative | CFP | Oct 2008 (18y) | |
| Terrence Michael Burke | Registered representative | May 2016 (10y) | ||
| Molly Gadbury | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/07/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
- • Other fees
- • RETAINER FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $64.1M (69% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 07, 2026.
View current Form ADV (SEC/IAPD) ↗