Mtm Financial Group, Llc
- Regulatory AUM
- $772M
- Discretionary
- $772M
- Clients
- 3,276
- Avg AUM / client
- $236K
- Accounts
- 3,276
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,259 | $689M | 89.3% |
| High net worth individuals | 14 | $78.4M | 10.2% |
| Charitable organizations | 3 | $4.2M | 0.54% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gene Richard Dickison | Managing Member/Chief Compliance Officer | May 2008 (18y) | 75% or more | |
| Gregory T Grillo | Registered representative | Nov 2018 (8y) | ||
| Mark Belcak | Registered representative | Jan 2019 (8y) | ||
| Daryl Okken | Registered representative | Sep 2020 (6y) | ||
| Chad David Rupprecht | Registered representative | Jan 2021 (6y) | ||
| Alyssa Colonna Young | Registered representative | Jul 2021 (5y) | ||
| Jonathan Weimer | Registered representative | CFP | Feb 2023 (4y) | |
| Gavin Connor Kirsch | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $572M (74% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗