Cb Capital Advisors, Llc
- Regulatory AUM
- $139M
- Discretionary
- $2.0M
- Clients
- 59
- Avg AUM / client
- $2.3M
- Accounts
- 59
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $1.4M | 1.02% |
| High net worth individuals | 42 | $114M | 82.4% |
| Charitable organizations | 2 | $22.9M | 16.5% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barry, Dean, Nmn | Managing Member | May 2008 (18y) | 75% or more | |
| Laurence Mitchell Guberman | Chief Compliance Officer | Jan 2011 (16y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 945 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- RBC $67.6M (49% of AUM) Mar 2026
- Bergos Ag $63.0M (45% of AUM) Mar 2026
- Berenberg Bank (Schweiz) Ag $56.1M (50% of AUM) Feb 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗