Quadrant Capital Group Llc
- Regulatory AUM
- $5.4B
- Discretionary
- $5.3B
- Clients
- 417
- Avg AUM / client
- $12.9M
- Accounts
- 2,095
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 47 | $11.1M | 0.2% |
| High net worth individuals | 356 | $4.2B | 77.0% |
| Pooled investment vehicles (non-investment companies) | 4 | $1.2B | 22.1% |
| Charitable organizations | 4 | $24.2M | 0.45% |
| Corporations and other businesses | 6 | $16.7M | 0.31% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $579M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Quadrant Private Capital Solutions Platform, Lp | Private Equity Fund | Delaware | $425M | 125 |
| Tulco Quadrant | Private Equity Fund | Ohio | $85.7M | 87 |
| Quadrant Private Capital Solutions Fund | Private Equity Fund | Delaware | $40.0M | 36 |
| Blue Water Quadrant | Private Equity Fund | Ohio | $28.5M | 48 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Vorys, Sater, Seymour And Pease Llp Retirement Plan Vorys, Sater, Seymour And Pease Llp | 2024 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patrick Alan Lafley | Managing Partner & Co Founder | Feb 2008 (19y) | Less than 5% | |
| John Marshall Williams | Managing Partner & Co Founder | CFA | Aug 2008 (18y) | 25% – 50% |
| Hayes, Patrick, Daniel | Chief Compliance Officer | Nov 2020 (6y) | Less than 5% | |
| Taylor, James, Wilton | Chief Financial Officer | Aug 2021 (5y) | Less than 5% | |
| Bonnell, Kelly, Anne | Chief Operating Officer | Mar 2022 (4y) | Less than 5% | |
| Emily Butterworth Rose | Registered representative | CFP | Jan 2015 (12y) | |
| Kevin Byrne Thomas | Registered representative | CFP | Mar 2017 (9y) | |
| Anna K Pfaehler | Registered representative | CFP | Mar 2020 (6y) | |
| Cheryl Nicole Rose | Registered representative | CFP CFA | Mar 2020 (6y) | |
| Nicholas Connor Reilly | Registered representative | Mar 2020 (6y) | ||
| Adam Davis Morton | Registered representative | CFP | Aug 2020 (6y) | |
| Matthew Woebkenberg | Registered representative | CFA | Jun 2021 (5y) | |
| David John Snopkowski | Registered representative | Mar 2023 (3y) | ||
| Nicolas Allen Paxson | Registered representative | CFP | Mar 2023 (3y) | |
| Thomas Mc Conville | Registered representative | Aug 2025 (1y) | ||
| Louisa Collier Gehring | Registered representative | Aug 2025 (1y) | ||
| Samuel Warren Needham | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pal Qcg Holdings, Llc | Member | Jan 2022 | A | 50% – 75% |
| Votum, Llc | Member | Jan 2022 | B | ≈ 25% – 56.25% via Pal Qcg Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Votum, Llc: 50% – 75% of Pal Qcg Holdings, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $579M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Quadrant Private Capital Solutions Platform, Lp | Private Equity Fund | $425M | $50.0K | 125 |
| Tulco Quadrant | Private Equity Fund | $85.7M | $100K | 87 |
| Quadrant Private Capital Solutions Fund | Private Equity Fund | $40.0M | $250K | 36 |
| Blue Water Quadrant | Private Equity Fund | $28.5M | $250K | 48 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Vorys, Sater, Seymour And Pease Llp Retirement Plan | Vorys, Sater, Seymour And Pease Llp | 708 | $436M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/20/2026 | 1.95 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $4.1B (75% of AUM) Feb 2026
- Fifth Third Securities, Inc. $968M (21% of AUM) Aug 2025
- Fidelity Brokerage Services $599M (13% of AUM) Aug 2025
- Fifth Third Bank $456M (23% of AUM) Feb 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗