Vistica Wealth Advisors, Llc
- Regulatory AUM
- $260M
- Discretionary
- $244M
- Clients
- 122
- Avg AUM / client
- $2.1M
- Accounts
- 404
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 43 | $16.3M | 6.27% |
| High net worth individuals | 66 | $205M | 78.9% |
| Pension and profit sharing plans | 11 | $30.4M | 11.7% |
| Corporations and other businesses | 2 | $8.2M | 3.14% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Frank Vistica | Managing Principal/Cco | CFP Chartered Financial Consultant | May 2008 (18y) | ≈ 37.5% – 75% via Jeffrey And Lily Vistica Trust |
| Vistica, Lily, Taylor Dancis | Trustee | Jun 2015 (11y) | ≈ 37.5% – 75% via Jeffrey And Lily Vistica Trust | |
| Daniel Jerome Vistica | Registered representative | Mar 2015 (11y) | ||
| Allen Gould Regan | Registered representative | CFP | Oct 2020 (6y) | |
| Christine D. Skoczek | Registered representative | CFP | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jeffrey And Lily Vistica Trust | Owner | Jan 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jeffrey Frank Vistica: 50% – 75% of Jeffrey And Lily Vistica Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Vistica, Lily, Taylor Dancis: 50% – 75% of Jeffrey And Lily Vistica Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/07/2026 | 964 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $244M (94% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 07, 2026.
View current Form ADV (SEC/IAPD) ↗