W&
Walter & Shuffain Financial Services, Llc
State-registered
Investment Adviser
CRD 147347
· Boston, MA
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ADV data as of Mar 09, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 5
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Burton Richard Gesserman | Registered representative | Aug 2008 (18y) | ||
| Craig Don Shuffain | Registered representative | Aug 2008 (18y) | ||
| Jonathan Owen Yorks | Registered representative | Aug 2008 (18y) | ||
| Eric Michael Gashin | Registered representative | Nov 2023 (3y) | ||
| Jordan Yorks | Registered representative | Nov 2023 (3y) | ||
| Leah M Belanger | Registered representative | Nov 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • REFER TO 3RD-PARTY RIA'S FOR REFERRAL FEE
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗