United Advisors America Corporation
- Regulatory AUM
- $447M
- Discretionary
- $434M
- Clients
- 2,809
- Avg AUM / client
- $159K
- Accounts
- 2,809
- Employees
- 28
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,752 | $352M | 78.9% |
| High net worth individuals | 57 | $94.2M | 21.1% |
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Boyles, James, Kevin | Member | Jul 2008 (18y) | ≈ 18.75% – 50% via Follett Financial Holdings, Llc | |
| Follett, Beau, R | Member | Jul 2008 (18y) | ≈ 18.75% – 50% via Follett Financial Holdings, Llc | |
| Follett, Richard, L | Member | Jul 2008 (18y) | ≈ 18.75% – 50% via Follett Financial Holdings, Llc | |
| Richard Lynn Follett | Vice President And Secretary | Chartered Financial Consultant | Jul 2008 (18y) | ≈ 18.75% – 50% via Follett Financial Holdings, Llc |
| Aubrey Marie Paganelli | Chief Operating Officer | Jan 2013 (14y) | Less than 5% | |
| Ammirato, Vincent, Salvatore | Chief Compliance Officer | Jan 2023 (4y) | Less than 5% | |
| Michael Brandon Cooper | Registered representative | Jan 2009 (18y) | ||
| Daniel John Baxter | Registered representative | Apr 2017 (9y) | ||
| William Troy Huff | Registered representative | Jun 2017 (9y) | ||
| Brian C Lamone | Registered representative | Mar 2018 (8y) | ||
| Michael Patrick Dougherty | Registered representative | Chartered Financial Consultant | Oct 2018 (8y) | |
| Glen Allen Fuller | Registered representative | Feb 2019 (8y) | ||
| Lucien Eugene Craig | Registered representative | Jun 2019 (7y) | ||
| Alan Lloyd Carlson | Registered representative | Jul 2019 (7y) | ||
| Thomas Allen Barten | Registered representative | Jun 2021 (5y) | ||
| Leslie Lyle Pincombe | Registered representative | Jul 2021 (5y) | ||
| Matthew Craig Canton | Registered representative | Sep 2021 (5y) | ||
| Derek Douglas Johnson | Registered representative | CFP | Jul 2023 (3y) | |
| Dalton James Matkovich | Registered representative | Apr 2024 (2y) | ||
| Gregory Jay Pitts | Registered representative | May 2024 (2y) | ||
| Brett Aaron Coons | Registered representative | Dec 2024 (2y) | ||
| Vincent Albert Vantassel | Registered representative | Jan 2025 (2y) | ||
| Brad Carl Miksek | Registered representative | Jan 2025 (2y) | ||
| Anthony Louis Ackerman | Registered representative | Feb 2025 (1y) | ||
| Dominic Bruce Cooper | Registered representative | Aug 2025 (1y) | ||
| Austin Michael Sorem | Registered representative | Aug 2025 (1y) | ||
| Robyn Adams | Registered representative | CFP | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Follett Financial Holdings, Llc | Direct Owner | Jul 2008 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Boyles, James, Kevin: 25% – 50% of Follett Financial Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Follett, Beau, R: 25% – 50% of Follett Financial Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Follett, Richard, L: 25% – 50% of Follett Financial Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Richard Lynn Follett: 25% – 50% of Follett Financial Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: BREACH OF FIDUCIARY DUTY, VIOLATION OF WISCONSIN UNIFORM SECURITIES ACT, NEGLIGENCE Status: Pending Summary: A FORMER CLIENT OF THE FIRM FILED A CIVIL LAWSUIT NAMING THE FIRM AND ONE OF ITS ADVISERS AS DEFENDANTS. THE PLAINTIFF ALLEGES THAT THE FIRM'S ADVISER ASSISTED THE PLAINTIFF IN SURRENDERING A VARIABLE ANNUITY THAT CREATED A TAXABLE EVENT FOR THE PLAINTIFF. THE FIRM AND ITS ADVISER VEHEMENTLY DENY PLAINTIFF'S ALLEGATIONS. THE FIRM AND ITS ADVISERS DO NOT OFFER TAX ADVICE. AS OF THE DATE OF THIS FILING, THIS LAWSUIT IS PENDING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $447M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗