SI
Sterling Investment Advisor, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 147357
· Mesa, AZ
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ADV data as of Jun 11, 2020
- Regulatory AUM
- $11.7M
- Discretionary
- $6.7M
- Clients
- 265
- Avg AUM / client
- $44.0K
- Accounts
- 265
- Employees
- 7
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 250 | $9.0M | 77.3% |
| High net worth individuals | 15 | $2.7M | 22.7% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2020 | 925 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • SOLICITATION FEES
Services
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2020.
View current Form ADV (SEC/IAPD) ↗