MG
Mercer Global Advisors Inc.
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 147363
· SEC file 801-69271
· Denver, CO
·
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ADV data as of Jul 06, 2026
- Regulatory AUM
- $84.4B
- Discretionary
- $82.9B
- Clients
- 36,172
- Avg AUM / client
- $2.3M
- Accounts
- 116,310
- Employees
- 1,429
AUM over time
$3.9B
$84.4B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Asset allocation (SMA assets by investment type)
as of Jul 06, 2026
Registered investment companies (funds/ETFs)
$54.9B
65%
Exchange-traded equities
$16.9B
20%
Cash & equivalents
$4.2B
5%
Pooled investment vehicles
$2.5B
3%
State & local bonds
$1.7B
2%
Other
$1.7B
2%
US government & agency bonds
$844M
1%
Sovereign bonds
$844M
1%
Investment-grade corporate bonds
$844M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 3,217 positions, $67,578,596,810)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE US AGGBD ET | $3,906,151,325 | 39,348,759 | 5.78% | 4.63% |
| 2 | Vanguard Bd Index Fds | SHORT TRM BOND | $3,562,201,250 | 45,430,446 | 5.27% | 4.22% |
| 3 | Vanguard Index Fds | S&P 500 ETF SHS | $3,142,479,657 | 5,258,941 | 4.65% | 3.72% |
| 4 | Dimensional Etf Trust | US CORE EQUITY 2 | $2,731,559,603 | 70,292,321 | 4.04% | 3.24% |
| 5 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $2,290,139,902 | 35,738,763 | 3.39% | 2.71% |
| 6 | Dimensional Etf Trust | US MKTWIDE VALUE | $2,051,652,551 | 42,337,032 | 3.04% | 2.43% |
| 7 | Ishares Tr | MSCI USA MMENTM | $2,013,245,871 | 8,388,874 | 2.98% | 2.39% |
| 8 | Dimensional Etf Trust | US HIGH PROFITAB | $1,791,349,263 | 48,730,938 | 2.65% | 2.12% |
| 9 | Vanguard Charlotte Fds | TOTAL INT BD ETF | $1,743,327,801 | 36,281,536 | 2.58% | 2.07% |
| 10 | Apple Inc | COM | $1,679,201,283 | 6,666,360 | 2.48% | 1.99% |
| 11 | Dimensional Etf Trust | INTL CORE EQUITY | $1,366,533,936 | 38,461,411 | 2.02% | 1.62% |
| 12 | Nvidia Corporation | COM | $1,219,994,979 | 7,173,521 | 1.81% | 1.45% |
| 13 | Dimensional Etf Trust | INTERNATNAL VAL | $1,174,969,302 | 22,261,639 | 1.74% | 1.39% |
| 14 | Ishares Tr | MSCI INTL MOMENT | $1,152,853,812 | 24,007,785 | 1.71% | 1.37% |
| 15 | Dimensional Etf Trust | INTL HIGH PROFIT | $1,041,703,579 | 32,330,961 | 1.54% | 1.23% |
| 16 | Ishares Tr | NATIONAL MUN ETF | $993,317,099 | 9,357,674 | 1.47% | 1.18% |
| 17 | Ishares Tr | SHRT NAT MUN ETF | $979,439,517 | 9,196,615 | 1.45% | 1.16% |
| 18 | American Centy Etf Tr | AVANTIS US SMALL | $925,390,067 | 14,853,773 | 1.37% | 1.1% |
| 19 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $896,877,209 | 16,593,473 | 1.33% | 1.06% |
| 20 | Vanguard Index Fds | SMALL CP ETF | $871,902,741 | 3,328,890 | 1.29% | 1.03% |
| 21 | American Centy Etf Tr | AVANTIS EMGMKT | $796,885,093 | 9,889,366 | 1.18% | 0.94% |
| 22 | Microsoft Corp | COM | $745,095,738 | 2,018,956 | 1.1% | 0.88% |
| 23 | Vanguard Index Fds | TOTAL STK MKT | $663,994,903 | 2,070,334 | 0.98% | 0.79% |
| 24 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $540,427,233 | 10,832,376 | 0.8% | 0.64% |
| 25 | Ishares Tr | CORE S&P500 ETF | $504,710,885 | 772,663 | 0.75% | 0.6% |
Top 25 of 3,217 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 16,646 | $7.1B | 8.39% |
| High net worth individuals | 18,398 | $70.5B | 83.6% |
| Pension and profit sharing plans | 718 | $3.5B | 4.09% |
| Charitable organizations | 166 | $2.0B | 2.37% |
| Corporations and other businesses | 244 | $1.4B | 1.6% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (737)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald Andrew Calcagni | Chief Investment Officer | CFP | Jul 2008 (18y) | Less than 5% |
| Pierson, Loren, Michael | Chief Operating Officer | Jul 2015 (11y) | Less than 5% | |
| Welling, Charles, David | Chief Executive Officer | Jun 2017 (9y) | Less than 5% | |
| Lorenz, Kimberly, Lynn | Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| Lellis, Martine, Elizabeth | Principal, M&A Partner Development | Apr 2021 (5y) | Less than 5% | |
| Christine Adele Cataldo | Chief Technology Officer | CFP | Jun 2021 (5y) | Less than 5% |
| Foodim, Gary, Ian | Chief Marketing Officer | Jun 2021 (5y) | Less than 5% | |
| Encino, Mathew, Ryan | General Counsel | Sep 2021 (5y) | Less than 5% | |
| Gourvitch, Daniel, Alexander | President | Oct 2022 (4y) | Less than 5% | |
| Keresteci, Gun, Hasan | Chief Financial Officer | Feb 2024 (3y) | Less than 5% | |
| Charles Alan Breuch | Registered representative | CFP | Jul 2008 (18y) | |
| Jeffrey William Kacal | Registered representative | CFP | Jul 2008 (18y) | |
| Matthew Alan Cook | Registered representative | CFP | Jul 2008 (18y) | |
| Thomas J. Herzing | Registered representative | CFP | Jul 2008 (18y) | |
| Tracey Lynne Turko | Registered representative | CFP | Jul 2008 (18y) | |
| Kelly Jordan Palmer | Registered representative | CFP Chartered Financial Consultant | Jul 2008 (18y) | |
| Yvonne Marie Wood | Registered representative | CFP | Jul 2008 (18y) | |
| Kevin Todd Jack | Registered representative | CFP | Jul 2008 (18y) | |
| Bryan Nicholas Powers | Registered representative | CFP | Dec 2008 (18y) | |
| Ronald Edward Kibbe | Registered representative | CFP Chartered Financial Consultant | Aug 2009 (17y) | |
| Laura A Combs | Registered representative | CFP | Nov 2009 (17y) | |
| William Hamilton Mannon | Registered representative | Jan 2011 (16y) | ||
| Joshua Michael Deforest | Registered representative | CFP CFA | Mar 2011 (15y) | |
| Jessica Ann Marie Caruso | Registered representative | CFP | Oct 2011 (15y) | |
| Douglas Dale Gilbert | Registered representative | Jun 2013 (13y) | ||
| Florentino Jonathan Mitchell | Registered representative | CFP Chartered Financial Consultant | Mar 2014 (12y) | |
| David Charles Haman | Registered representative | CFP | Mar 2014 (12y) | |
| Kevin M Dillon | Registered representative | CFP | Mar 2014 (12y) | |
| Justin Michael Shane | Registered representative | CFP | Apr 2014 (12y) | |
| Duncan James Wilk | Registered representative | CFP | May 2014 (12y) | |
| Denise Renea Rhodey | Registered representative | Jun 2014 (12y) | ||
| Nicholas Alexander Semko | Registered representative | CFP | Aug 2014 (12y) | |
| Stefani Kohler | Registered representative | CFP | Aug 2014 (12y) | |
| Jeffrey Matthew Minc | Registered representative | CFP | Oct 2014 (12y) | |
| Frances Smith | Registered representative | CFP | Dec 2014 (12y) | |
| Joseph Booth Young | Registered representative | CFP | Jan 2015 (12y) | |
| Fanny Guo | Registered representative | CFP | Jun 2015 (11y) | |
| David Christopher Kerber | Registered representative | CFP | Jan 2016 (11y) | |
| David Justin Askew | Registered representative | CFP Chartered Financial Consultant | Jan 2016 (11y) | |
| Laura Marie Thompson | Registered representative | Jan 2016 (11y) | ||
| Elisha Ann Sandhu Sanchez | Registered representative | Feb 2016 (10y) | ||
| Alexa Catherine Willis | Registered representative | CFP | Feb 2016 (10y) | |
| Brian Joseph Sullivan | Registered representative | CFP | Apr 2016 (10y) | |
| Brandon Marshall Wissinger | Registered representative | CFP | Oct 2016 (10y) | |
| George Merrick Estes | Registered representative | Oct 2016 (10y) | ||
| Brett James Landstrom | Registered representative | CFP Chartered Financial Consultant | Oct 2016 (10y) | |
| Frederick Erwin Xuereb | Registered representative | Nov 2016 (10y) | ||
| Carl Andrew Larimore | Registered representative | CFP | Dec 2016 (10y) | |
| Marc Alan Normann | Registered representative | Jan 2017 (10y) | ||
| Douglas David Fabian | Registered representative | Feb 2017 (9y) | ||
| Michael Lawrence Snider | Registered representative | CFP | Feb 2017 (9y) | |
| Jennifer Jae Young Baick | Registered representative | CFP | Apr 2017 (9y) | |
| Eric Allan Anderson | Registered representative | CFP | Apr 2017 (9y) | |
| Susan Jane Travis | Registered representative | CFP | May 2017 (9y) | |
| Heather Marie Ford | Registered representative | CFP | May 2017 (9y) | |
| Kara Leigh Duckworth | Registered representative | CFP | May 2017 (9y) | |
| Peter Bing Yan Ip | Registered representative | CFP | May 2017 (9y) | |
| Laura Michelle Rowley | Registered representative | CFP | Jun 2017 (9y) | |
| Adam Joseph Stanowick | Registered representative | CFP | Jun 2017 (9y) | |
| Marzena Beata Hanek | Registered representative | Sep 2017 (9y) | ||
| Emily Ann Christian | Registered representative | Sep 2017 (9y) | ||
| Jamie Frances Block | Registered representative | CFP Personal Financial Specialist | Sep 2017 (9y) | |
| Thomas Erwin Keeney | Registered representative | Oct 2017 (9y) | ||
| Jesse Haverstock | Registered representative | CFP | Dec 2017 (9y) | |
| Benik Gyulambaryan | Registered representative | CFP | Dec 2017 (9y) | |
| Nicholas Carlyle Campbell | Registered representative | CFP Personal Financial Specialist | Feb 2018 (8y) | |
| Paul Joseph Seidman | Registered representative | CFP | Feb 2018 (8y) | |
| Stephen John Prinster | Registered representative | Mar 2018 (8y) | ||
| Andrew Deane Kanaly | Registered representative | Mar 2018 (8y) | ||
| Dane Joel Sauer | Registered representative | CFP | May 2018 (8y) | |
| Michael William Johns | Registered representative | CFP | May 2018 (8y) | |
| Samuel Bennett | Registered representative | Jun 2018 (8y) | ||
| Harold Glendon Minton | Registered representative | CFP | Aug 2018 (8y) | |
| Michael Preston Hewel | Registered representative | Aug 2018 (8y) | ||
| Daniel Berney Maurer | Registered representative | Oct 2018 (8y) | ||
| Kristen Elizabeth Comeau | Registered representative | Oct 2018 (8y) | ||
| Tyler Ryan Smith | Registered representative | CFP | Oct 2018 (8y) | |
| William Clinton Mc Nutt | Registered representative | CFP | Nov 2018 (8y) | |
| Xinyi Li Cresci | Registered representative | CFP | Nov 2018 (8y) | |
| David Alberto Ventura | Registered representative | CFP | Dec 2018 (8y) | |
| James William Werner | Registered representative | Dec 2018 (8y) | ||
| Christopher Peter Blakely | Registered representative | CFP | Jan 2019 (8y) | |
| Daniel Michael Mcdermott | Registered representative | CFP Chartered Financial Consultant | Jan 2019 (8y) | |
| Nicole Marie Mosley | Registered representative | CFP | Jan 2019 (8y) | |
| Maeve Kennedy Lehman | Registered representative | CFP | Jan 2019 (8y) | |
| Alice Vanni Mcdermott | Registered representative | CFP | Jan 2019 (8y) | |
| Jason Scott Sobolik | Registered representative | CFP | Jan 2019 (8y) | |
| Jeffrey Melvin Lokken | Registered representative | CFP | Jan 2019 (8y) | |
| Joel Alan Lange | Registered representative | CFA | Jan 2019 (8y) | |
| Kevin David Russell | Registered representative | CFP | Jan 2019 (8y) | |
| Lucas Edward Schwaller | Registered representative | Jan 2019 (8y) | ||
| Renee Ann Egelski | Registered representative | CFP | Jan 2019 (8y) | |
| Phillip Karl Swenson | Registered representative | CFP | Feb 2019 (7y) | |
| John R. Carney | Registered representative | CFP | Mar 2019 (7y) | |
| Jose Carlos Castaneda | Registered representative | CFP | Apr 2019 (7y) | |
| Renee Elizabeth Pichette | Registered representative | CFP | Apr 2019 (7y) | |
| William Thomas Mc Nary | Registered representative | CFP | Apr 2019 (7y) | |
| Lawrence D Solomon | Registered representative | CFP | Apr 2019 (7y) | |
| Christopher Scott Murphy | Registered representative | CFP | Jun 2019 (7y) | |
| Brian Michael Picariello | Registered representative | CFA | Jul 2019 (7y) | |
| Rafael Antonio Arellano | Registered representative | CFP | Jul 2019 (7y) | |
| Bryan Bielawski | Registered representative | CFA | Jul 2019 (7y) | |
| Todd William Laluzerne | Registered representative | Aug 2019 (7y) | ||
| James Allen Shanton | Registered representative | CFP | Oct 2019 (7y) | |
| Rudolph Edward Brandes | Registered representative | CFP | Oct 2019 (7y) | |
| Tracy Oliff Jackson | Registered representative | CFP | Oct 2019 (7y) | |
| Matthew Russell Bohrer | Registered representative | Oct 2019 (7y) | ||
| Craig Alan Weidenfeller | Registered representative | Oct 2019 (7y) | ||
| Steven Crevar | Registered representative | CFP | Nov 2019 (7y) | |
| Bennet Thomas Thonakkaraparayil | Registered representative | CFA | Nov 2019 (7y) | |
| Geoffrey Lee Franklin | Registered representative | CFP | Nov 2019 (7y) | |
| Mitchell Douglas Windemuller | Registered representative | Dec 2019 (7y) | ||
| Timothy Harold Kallas | Registered representative | Jan 2020 (7y) | ||
| Steven J Deceuninck | Registered representative | CFP | Jan 2020 (7y) | |
| Rebekah K Burns | Registered representative | CFP Chartered Financial Consultant | Feb 2020 (6y) | |
| Roain Lamar Saunders | Registered representative | CFP | Feb 2020 (6y) | |
| Carin Pankros Roman | Registered representative | CFP | Feb 2020 (6y) | |
| Susan Jane Portnoi | Registered representative | Personal Financial Specialist | Mar 2020 (6y) | |
| Susanne T Gibo | Registered representative | Mar 2020 (6y) | ||
| David Hersh Levy | Registered representative | CFP | May 2020 (6y) | |
| Eunice Eunyoung Kim | Registered representative | CFP | Jun 2020 (6y) | |
| Christina Louise Hung | Registered representative | CFP | Jul 2020 (6y) | |
| Hrachya Rich Davtyan | Registered representative | CFP | Jul 2020 (6y) | |
| James Raymond Everitt | Registered representative | Jul 2020 (6y) | ||
| Mark Lawrence Eshman | Registered representative | Jul 2020 (6y) | ||
| James Schell Ryan | Registered representative | CFP | Jul 2020 (6y) | |
| Brittany Ellen Rice | Registered representative | CFP | Jul 2020 (6y) | |
| Drew Harper | Registered representative | CFP CFA | Jul 2020 (6y) | |
| Luc Anthony Ceci | Registered representative | CFP | Oct 2020 (6y) | |
| Robert Jennings Reed | Registered representative | CFP | Dec 2020 (6y) | |
| Adam M Lee | Registered representative | CFP | Dec 2020 (6y) | |
| Bryan Andrew Strike | Registered representative | CFP Personal Financial Specialist CFA | Dec 2020 (6y) | |
| Richard Bradley Mundy | Registered representative | CFP | Dec 2020 (6y) | |
| William Mark Howard | Registered representative | CFP CFA | Dec 2020 (6y) | |
| Andrew David Medders | Registered representative | CFP | Dec 2020 (6y) | |
| William Alan Mcknight | Registered representative | CFP | Jan 2021 (6y) | |
| Karrie Ann Spencer | Registered representative | CFP | Jan 2021 (6y) | |
| Andra Lyn Reason | Registered representative | CFP | Feb 2021 (6y) | |
| Barry Cohen | Registered representative | CFP | Feb 2021 (6y) | |
| Catherine Chapman Miller | Registered representative | CFP | Feb 2021 (5y) | |
| Harrison Fant | Registered representative | CFP | Feb 2021 (5y) | |
| Christopher Biggers Blackmon | Registered representative | CFP | Feb 2021 (5y) | |
| Edward Francis Dunphy | Registered representative | Feb 2021 (5y) | ||
| James Lee Roundy | Registered representative | CFP | Mar 2021 (5y) | |
| Colton Martinez Petty | Registered representative | CFP | Mar 2021 (5y) | |
| Jennifer Currin Gutridge | Registered representative | CFP | Mar 2021 (5y) | |
| Sarah Elise Berry | Registered representative | CFP | Mar 2021 (5y) | |
| Theresa May Bedard | Registered representative | Mar 2021 (5y) | ||
| Brian John Norris | Registered representative | CFP | Mar 2021 (5y) | |
| Alan John Davis | Registered representative | Apr 2021 (5y) | ||
| Patrick Manderson Comer | Registered representative | CFP | Apr 2021 (5y) | |
| Patrick Michael Wynne | Registered representative | CFP | Apr 2021 (5y) | |
| Schane Pierce Goheen | Registered representative | CFP | Apr 2021 (5y) | |
| Jaron David Carmichael | Registered representative | CFP Personal Financial Specialist | May 2021 (5y) | |
| Ezequiel Aviles | Registered representative | CFP | Jun 2021 (5y) | |
| Tarek Alan Mcalee | Registered representative | CFP | Jun 2021 (5y) | |
| Mariana Louise Battista | Registered representative | CFP | Aug 2021 (5y) | |
| James Carl Czirr | Registered representative | CFP CFA | Aug 2021 (5y) | |
| Duncan Jack Macdougall | Registered representative | CFP | Oct 2021 (5y) | |
| Tiffany D Garza | Registered representative | CFP | Nov 2021 (5y) | |
| Clayton R Evans | Registered representative | CFP | Nov 2021 (5y) | |
| Carrie A Beede | Registered representative | CFP | Nov 2021 (5y) | |
| David Matthew Simpson | Registered representative | CFP CFA | Nov 2021 (5y) | |
| Jacqueline Schlup Daniels | Registered representative | CFP | Nov 2021 (5y) | |
| Jason O'meara | Registered representative | CFP | Nov 2021 (5y) | |
| Robert A Cox | Registered representative | CFP | Nov 2021 (5y) | |
| Dorothy C Thomas | Registered representative | CFP | Nov 2021 (5y) | |
| Larry C Ferguson | Registered representative | CFP | Nov 2021 (5y) | |
| Kalita B Blessing | Registered representative | CFP | Nov 2021 (5y) | |
| Andrew Winn Shannon | Registered representative | CFP | Dec 2021 (5y) | |
| Christopher S Young | Registered representative | CFP | Dec 2021 (5y) | |
| Anna M Apodaca | Registered representative | CFP | Jan 2022 (5y) | |
| Samuel Hume | Registered representative | Jan 2022 (5y) | ||
| Andrew Charles Thompson | Registered representative | Jan 2022 (5y) | ||
| Bernard Lawrence Salamone | Registered representative | CFP | Jan 2022 (5y) | |
| Kent Duane Davis | Registered representative | CFP Personal Financial Specialist | Feb 2022 (4y) | |
| Julia Anne Messineo | Registered representative | Feb 2022 (4y) | ||
| Claud Arthur Haws | Registered representative | CFP | Feb 2022 (4y) | |
| David Tucker Hardenbergh | Registered representative | CFP | Feb 2022 (4y) | |
| Amy Ray Boyd | Registered representative | CFP | Feb 2022 (4y) | |
| Frances Holshouser Hymiller | Registered representative | CFP | Feb 2022 (4y) | |
| Warren Cameron Goodwin | Registered representative | CFP | Feb 2022 (4y) | |
| Jeff Giguere | Registered representative | CFP | Feb 2022 (4y) | |
| Brian Oberle | Registered representative | CFP | Mar 2022 (4y) | |
| David Joseph Krakauer | Registered representative | CFA | Mar 2022 (4y) | |
| Melissa Diane Dresnok | Registered representative | CFP | Mar 2022 (4y) | |
| John Taylor Walker | Registered representative | Mar 2022 (4y) | ||
| Timothy Frederick Joseph | Registered representative | CFP | Mar 2022 (4y) | |
| Ryan Matthew Flurer | Registered representative | Mar 2022 (4y) | ||
| Dennis Michael Jablonoski | Registered representative | Mar 2022 (4y) | ||
| Stephen Frederick Cordasco | Registered representative | Mar 2022 (4y) | ||
| Gregg Gerald Padilla | Registered representative | CFP | Apr 2022 (4y) | |
| Robert Anthony Medvey | Registered representative | CFP Chartered Financial Consultant | Apr 2022 (4y) | |
| Ian Michael Freemire | Registered representative | CFP | Apr 2022 (4y) | |
| Jonah Grant Tinajero | Registered representative | Apr 2022 (4y) | ||
| Lisa Marie Goodman | Registered representative | Apr 2022 (4y) | ||
| Ignatius J D'anna | Registered representative | CFP | Apr 2022 (4y) | |
| David Obadiah Rich | Registered representative | CFP | Apr 2022 (4y) | |
| Jedd Daniel Nicolas | Registered representative | CFP | Apr 2022 (4y) | |
| Logan John Donovan | Registered representative | Apr 2022 (4y) | ||
| Dionisio Ernesto Meneses | Registered representative | May 2022 (4y) | ||
| Holly Marie Gray | Registered representative | CFP | May 2022 (4y) | |
| Brent Walter Kerstetter | Registered representative | CFP | May 2022 (4y) | |
| Elizabeth Felicia Yunker | Registered representative | CFP | May 2022 (4y) | |
| Scott Michael Williams | Registered representative | CFP | May 2022 (4y) | |
| Stephen Nicholas Jenson Bond | Registered representative | CFP | May 2022 (4y) | |
| Kristen Ann Cordell | Registered representative | May 2022 (4y) | ||
| Katherine E Degiorgi | Registered representative | CFP | May 2022 (4y) | |
| Mendim Gecaj | Registered representative | CFP | Jun 2022 (4y) | |
| Ethan James Wallace | Registered representative | CFP | Jun 2022 (4y) | |
| Kaz Woodward | Registered representative | CFP | Jun 2022 (4y) | |
| Lori Jo Bumgart | Registered representative | CFP | Jun 2022 (4y) | |
| John Brent Singleton | Registered representative | CFP | Jun 2022 (4y) | |
| Jake Armando Meza | Registered representative | CFP | Jun 2022 (4y) | |
| Lori Marie Fellows | Registered representative | Jul 2022 (4y) | ||
| Nicholas R Mc Dowell | Registered representative | CFP | Jul 2022 (4y) | |
| David Matthew Werle | Registered representative | CFP | Jul 2022 (4y) | |
| Jennifer Leigh Adams | Registered representative | CFP | Jul 2022 (4y) | |
| Kathryn Dale Beach | Registered representative | CFP | Jul 2022 (4y) | |
| Lorenzo Dominique Riley | Registered representative | CFP | Jul 2022 (4y) | |
| Jason C Bivin | Registered representative | Jul 2022 (4y) | ||
| James Telfer | Registered representative | CFP | Aug 2022 (4y) | |
| Julie Dawn Brown | Registered representative | Aug 2022 (4y) | ||
| Benton Charles Rowse | Registered representative | CFP | Aug 2022 (4y) | |
| Ernest Lloyd Neeley | Registered representative | CFP | Aug 2022 (4y) | |
| Garrett James Parker | Registered representative | CFP | Aug 2022 (4y) | |
| Ian Alexander Hamre | Registered representative | CFP CFA | Aug 2022 (4y) | |
| Jacob Walter Gee | Registered representative | CFP | Aug 2022 (4y) | |
| Joshua Matthew Fremit | Registered representative | CFP | Aug 2022 (4y) | |
| Evan F. Bachman | Registered representative | CFP | Sep 2022 (4y) | |
| Susan Jillian Evans | Registered representative | CFP | Sep 2022 (4y) | |
| Ryan Allen Frankel | Registered representative | CFP | Sep 2022 (4y) | |
| Korina Kapena Kaio Maddox | Registered representative | Sep 2022 (4y) | ||
| Benjamin William Kautz | Registered representative | CFP | Sep 2022 (4y) | |
| Anuska Santana Kovalcheck | Registered representative | CFP | Sep 2022 (4y) | |
| William D. Starnes | Registered representative | CFP | Sep 2022 (4y) | |
| Haana Brumder Frank | Registered representative | CFP | Sep 2022 (4y) | |
| Kyndal Mc Kenzie Andrews | Registered representative | CFP | Sep 2022 (4y) | |
| Marissa Renee Nece | Registered representative | CFP | Sep 2022 (4y) | |
| Carroll Marcus Cooper | Registered representative | CFP | Oct 2022 (4y) | |
| Robert Glenn Munger | Registered representative | CFP | Oct 2022 (4y) | |
| David E Workman | Registered representative | CFP | Oct 2022 (4y) | |
| Michael Elliott Raidt | Registered representative | CFP | Oct 2022 (4y) | |
| Richard Michael Goldstein | Registered representative | Oct 2022 (4y) | ||
| K Evan Kennedy | Registered representative | CFP | Nov 2022 (4y) | |
| Mark D Ericson | Registered representative | CFP Chartered Financial Consultant | Nov 2022 (4y) | |
| Eric Ulyssee Frampton | Registered representative | CFP | Nov 2022 (4y) | |
| John Jeffrey Bilberry | Registered representative | CFP | Nov 2022 (4y) | |
| Lisa Marie Pastushok | Registered representative | CFP | Nov 2022 (4y) | |
| Dominic John Colletti | Registered representative | CFP | Dec 2022 (4y) | |
| John D. Evans | Registered representative | CFP | Dec 2022 (4y) | |
| Deborah Ann Krone | Registered representative | CFP | Dec 2022 (4y) | |
| Jack William Mccloskey | Registered representative | CFP | Dec 2022 (4y) | |
| Michael Stros | Registered representative | CFP | Dec 2022 (4y) | |
| Douglas James Watts | Registered representative | CFP Chartered Financial Consultant | Dec 2022 (4y) | |
| Sarah Louise Cannon | Registered representative | CFP | Dec 2022 (4y) | |
| Tammy Marie Wakevainen | Registered representative | CFP | Dec 2022 (4y) | |
| Kimberly Linnea Foss | Registered representative | CFP | Jan 2023 (4y) | |
| Noah Hunter Reichert | Registered representative | CFP | Jan 2023 (4y) | |
| Melanie Odom Fitzgerald | Registered representative | CFP | Jan 2023 (4y) | |
| Lauren Ashleigh Rosberg | Registered representative | CFP | Jan 2023 (4y) | |
| Courtney Leigh Mersereau | Registered representative | CFP | Feb 2023 (3y) | |
| Adam Glenn Frinsco | Registered representative | CFP | Feb 2023 (3y) | |
| Stewart E Schrader | Registered representative | CFP | Mar 2023 (3y) | |
| Stephen Alan Crabb | Registered representative | CFP | Mar 2023 (3y) | |
| Michael Paul Squier | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Kathleen Lynn Mc Mahon | Registered representative | CFP | Apr 2023 (3y) | |
| Paul Curtis Barbehenn | Registered representative | CFP CFA | Apr 2023 (3y) | |
| Kelly Justine Albert | Registered representative | CFP | Apr 2023 (3y) | |
| Michael David Baittinger | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Timothy Leo Schmidt | Registered representative | May 2023 (3y) | ||
| Homer Jonathan Reed Wilson | Registered representative | CFP | May 2023 (3y) | |
| Keenan M Stout | Registered representative | CFP | Jun 2023 (3y) | |
| Marta Romana Mycyk | Registered representative | Jun 2023 (3y) | ||
| Douglas Keith Giageos | Registered representative | CFP CFA | Jun 2023 (3y) | |
| Erik John Mikkelson | Registered representative | CFP | Jun 2023 (3y) | |
| Micah Robert Cummins | Registered representative | CFP | Jun 2023 (3y) | |
| Robert A Nurse | Registered representative | CFP | Jun 2023 (3y) | |
| George John Herr | Registered representative | CFP | Jul 2023 (3y) | |
| Bryan Corbitt | Registered representative | CFA | Jul 2023 (3y) | |
| Sean Thomas Heidig | Registered representative | CFP | Jul 2023 (3y) | |
| Susan Elizabeth Lehnerd | Registered representative | CFP | Jul 2023 (3y) | |
| Paul S. Baumbach | Registered representative | CFP CFA | Jul 2023 (3y) | |
| Elizabeth Reed Gossett | Registered representative | CFP | Jul 2023 (3y) | |
| Matthews Steven Barnett | Registered representative | CFP Chartered Financial Consultant | Jul 2023 (3y) | |
| William Thompson | Registered representative | CFP | Aug 2023 (3y) | |
| Adam Lee Deskins | Registered representative | CFP Chartered Financial Consultant | Aug 2023 (3y) | |
| Dustin Cane Stiefel | Registered representative | Aug 2023 (3y) | ||
| Joseph Doyle Mcintosh | Registered representative | Aug 2023 (3y) | ||
| Aaron James Langston | Registered representative | CFP | Aug 2023 (3y) | |
| Vincent Edward Hawkins | Registered representative | Aug 2023 (3y) | ||
| Tammy Lynn Cooper | Registered representative | CFP | Aug 2023 (3y) | |
| Jeffrey Scott Witt | Registered representative | CFP CFA | Aug 2023 (3y) | |
| Gabrielle Mollick | Registered representative | CFP | Aug 2023 (3y) | |
| Matthew Edward Heller | Registered representative | CFP | Aug 2023 (3y) | |
| William Winston Ennis | Registered representative | Personal Financial Specialist | Aug 2023 (3y) | |
| Maggie E Wagner | Registered representative | CFP | Aug 2023 (3y) | |
| Eric Peter Sirjord | Registered representative | Aug 2023 (3y) | ||
| David Michael Goodman | Registered representative | Sep 2023 (3y) | ||
| Brendan Archibald | Registered representative | CFP | Sep 2023 (3y) | |
| David J Ricci | Registered representative | CFP | Sep 2023 (3y) | |
| Christopher John Paolantonio | Registered representative | CFA | Sep 2023 (3y) | |
| Anthony Joseph Koehler | Registered representative | CFP | Sep 2023 (3y) | |
| Brian Richard Holmes | Registered representative | Sep 2023 (3y) | ||
| Travis William Poulos | Registered representative | CFP | Sep 2023 (3y) | |
| Michael Robert Turley | Registered representative | Sep 2023 (3y) | ||
| Stephanie Theresa Fernandes | Registered representative | CFP | Oct 2023 (3y) | |
| Jonas Edison Noack | Registered representative | CFA | Oct 2023 (3y) | |
| Alejandro H Aguilar | Registered representative | CFA | Oct 2023 (3y) | |
| Nick Albert Jensen | Registered representative | CFP | Oct 2023 (3y) | |
| Trisha Jillaine Miller | Registered representative | Oct 2023 (3y) | ||
| Tyler John Bauer | Registered representative | CFP | Oct 2023 (3y) | |
| Alexander Bateman Miles | Registered representative | Oct 2023 (3y) | ||
| Nicole Brandon | Registered representative | Oct 2023 (3y) | ||
| Hanna H Yesuf | Registered representative | Oct 2023 (3y) | ||
| Aaron Michael Bauer | Registered representative | CFP | Nov 2023 (3y) | |
| Edward Brian Smyth | Registered representative | Nov 2023 (3y) | ||
| Howell Knight Hallett | Registered representative | Nov 2023 (3y) | ||
| Casey Drew Shagena | Registered representative | Nov 2023 (3y) | ||
| Emily Nicole Sipes | Registered representative | CFP | Nov 2023 (3y) | |
| John Dilivio | Registered representative | CFP | Nov 2023 (3y) | |
| Brett William Sperin | Registered representative | Nov 2023 (3y) | ||
| Jeffrey E Blum | Registered representative | Nov 2023 (3y) | ||
| Emma Rose Schumann Jones | Registered representative | CFP | Dec 2023 (3y) | |
| Grace Bossert | Registered representative | CFP | Dec 2023 (3y) | |
| Ian Marcello Aguilar | Registered representative | CFP | Dec 2023 (3y) | |
| Jennifer Galindo King | Registered representative | CFP | Dec 2023 (3y) | |
| Michael M. Mikonis | Registered representative | CFP | Dec 2023 (3y) | |
| Michelle Lynne Ash | Registered representative | CFP | Dec 2023 (3y) | |
| Scott Wesley Snider | Registered representative | CFP | Dec 2023 (3y) | |
| John Paul Middleton | Registered representative | CFP CFA | Dec 2023 (3y) | |
| Lorraine Ann Eugenio | Registered representative | CFP | Dec 2023 (3y) | |
| Matthew Siegel | Registered representative | CFP | Dec 2023 (3y) | |
| Brett James Thomas | Registered representative | Dec 2023 (3y) | ||
| Carol Ann Casebolt | Registered representative | CFP | Dec 2023 (3y) | |
| Jared Floyd Harrington | Registered representative | CFP | Dec 2023 (3y) | |
| Timothy Brendan Moore | Registered representative | CFP | Dec 2023 (3y) | |
| Charles Bradford Wetmore | Registered representative | CFP | Jan 2024 (3y) | |
| Adam F Oliver | Registered representative | CFP | Jan 2024 (3y) | |
| Michelle Ruth Sandt Wade | Registered representative | CFP | Jan 2024 (3y) | |
| Matthew Dean Busick | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Gene Simmons | Registered representative | CFP | Jan 2024 (3y) | |
| Lauren Michelle Kaniuk | Registered representative | CFP | Jan 2024 (3y) | |
| Bruce Richard Bendell | Registered representative | Personal Financial Specialist | Jan 2024 (3y) | |
| Jeffrey Dean Smith | Registered representative | CFP | Jan 2024 (3y) | |
| Michael R. Van Boening | Registered representative | CFP | Feb 2024 (2y) | |
| Hayley Safyan Block | Registered representative | Feb 2024 (2y) | ||
| George Maxwell Bruneau | Registered representative | Feb 2024 (2y) | ||
| John Phillip Mowery | Registered representative | CFP | Mar 2024 (2y) | |
| Michael Shawn Gandy | Registered representative | CFP CFA | Mar 2024 (2y) | |
| Anthony Thomas Bouton | Registered representative | Mar 2024 (2y) | ||
| Saman Bigharaz | Registered representative | Mar 2024 (2y) | ||
| William Ford Rockett | Registered representative | CFA | Mar 2024 (2y) | |
| Edward M Lettieri | Registered representative | Mar 2024 (2y) | ||
| Theodore Panagiotopoulos | Registered representative | Mar 2024 (2y) | ||
| Paul Edward Meyer | Registered representative | Apr 2024 (2y) | ||
| Kalyani Gaur | Registered representative | Apr 2024 (2y) | ||
| Robert Harvard Kinnie | Registered representative | Apr 2024 (2y) | ||
| Christopher George Kalafatis | Registered representative | Apr 2024 (2y) | ||
| Jaimi Lee Dennehy | Registered representative | May 2024 (2y) | ||
| John Matthew Snyder | Registered representative | May 2024 (2y) | ||
| Evan M Salter | Registered representative | CFP | May 2024 (2y) | |
| Madison Lyn Ramella | Registered representative | CFP | May 2024 (2y) | |
| Jason C Kronstad | Registered representative | Jun 2024 (2y) | ||
| Geoff L. Nelson | Registered representative | CFP | Jun 2024 (2y) | |
| Dale Ray Hawthorne | Registered representative | Jun 2024 (2y) | ||
| Ryan C Bly | Registered representative | Jul 2024 (2y) | ||
| Matthew Adams Krensky | Registered representative | Jul 2024 (2y) | ||
| Stephen C. Donahue | Registered representative | CFA | Jul 2024 (2y) | |
| Peter Berry Gifford | Registered representative | Jul 2024 (2y) | ||
| Robert Francis Burlinson | Registered representative | Jul 2024 (2y) | ||
| John Christopher Mazzei | Registered representative | CFP | Jul 2024 (2y) | |
| William Clancy Sands | Registered representative | CFP | Jul 2024 (2y) | |
| Nickolas Lorenzo Locicero | Registered representative | CFP | Jul 2024 (2y) | |
| Andrea Shieh | Registered representative | CFP | Jul 2024 (2y) | |
| Nour Alkayali | Registered representative | CFP | Aug 2024 (2y) | |
| Patrick Lee | Registered representative | CFP | Aug 2024 (2y) | |
| Griffin John Winkowski | Registered representative | Aug 2024 (2y) | ||
| John Connor Maloney | Registered representative | Aug 2024 (2y) | ||
| Adam Wager | Registered representative | Aug 2024 (2y) | ||
| Jessica Qikai Chen | Registered representative | CFP CFA | Aug 2024 (2y) | |
| Matthew Tyler Barham | Registered representative | Aug 2024 (2y) | ||
| Catherine Suzanne Franklin | Registered representative | Aug 2024 (2y) | ||
| Hunter Zick | Registered representative | Sep 2024 (2y) | ||
| Patrick O'leary | Registered representative | Sep 2024 (2y) | ||
| Camille Mc Calla | Registered representative | Sep 2024 (2y) | ||
| Brian Douglass Matlock | Registered representative | Sep 2024 (2y) | ||
| Thomas Joseph Britt | Registered representative | CFP | Sep 2024 (2y) | |
| Madeline Bradley | Registered representative | Sep 2024 (2y) | ||
| Remington Hock Sampson | Registered representative | CFA | Sep 2024 (2y) | |
| Chad Edward Slaughter | Registered representative | Sep 2024 (2y) | ||
| Rachel Roach | Registered representative | CFP | Oct 2024 (2y) | |
| Joanna Jen Wen Geier | Registered representative | CFP | Oct 2024 (2y) | |
| Blake Aaron Parker | Registered representative | Oct 2024 (2y) | ||
| Kara Lynn Dorothy | Registered representative | Oct 2024 (2y) | ||
| Shannon Scott Gaskin | Registered representative | Oct 2024 (2y) | ||
| Richard Arthur Munneke | Registered representative | CFP | Oct 2024 (2y) | |
| Pablo Guerrero Fitting | Registered representative | Oct 2024 (2y) | ||
| Stephen Neil Cheifetz | Registered representative | CFP | Oct 2024 (2y) | |
| Howard Andrew Kades | Registered representative | Oct 2024 (2y) | ||
| Dennis Errol Collins | Registered representative | CFP | Nov 2024 (2y) | |
| Stephen Lee West | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Christina Michelle Slavonik | Registered representative | CFP | Nov 2024 (2y) | |
| Scott Douglas Below | Registered representative | Nov 2024 (2y) | ||
| Joseph Kinch Kiely | Registered representative | Nov 2024 (2y) | ||
| Amanda Layne Caster | Registered representative | CFP | Nov 2024 (2y) | |
| David Peter Reynolds | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Keith Wayne | Registered representative | CFP | Nov 2024 (2y) | |
| Brian James Samson | Registered representative | Nov 2024 (2y) | ||
| Evan Riley Kennedy | Registered representative | Nov 2024 (2y) | ||
| Jon David Kennedy | Registered representative | CFP | Nov 2024 (2y) | |
| Gracie Horton | Registered representative | CFP | Nov 2024 (2y) | |
| Murphy Adriano Rhodes | Registered representative | Nov 2024 (2y) | ||
| Daniel Polyakov | Registered representative | CFP | Nov 2024 (2y) | |
| Madeline Claire Longo | Registered representative | CFP | Nov 2024 (2y) | |
| Nancy Marie Hughes | Registered representative | CFP | Nov 2024 (2y) | |
| Mark Arthur Pletts | Registered representative | Dec 2024 (2y) | ||
| Pamela Postma | Registered representative | CFP | Dec 2024 (2y) | |
| Rachael Gloor | Registered representative | Dec 2024 (2y) | ||
| Paul Louis Oliva | Registered representative | CFA | Dec 2024 (2y) | |
| Leigh M Shimamoto | Registered representative | CFP | Dec 2024 (2y) | |
| Linda Marie Wieczorek | Registered representative | Dec 2024 (2y) | ||
| Jason George Halko | Registered representative | CFP | Dec 2024 (2y) | |
| John Lawrence Freemire | Registered representative | CFP | Dec 2024 (2y) | |
| Jacqueline Steczkowski | Registered representative | Dec 2024 (2y) | ||
| Manuel Antonio Lugo Garcia | Registered representative | CFP | Dec 2024 (2y) | |
| Mark Allen Bachman | Registered representative | CFA | Dec 2024 (2y) | |
| Mark De Gregorio | Registered representative | CFP | Dec 2024 (2y) | |
| Dakota Endres | Registered representative | Dec 2024 (2y) | ||
| Geoffrey Kyle Nadler | Registered representative | CFP CFA | Dec 2024 (2y) | |
| Annie Jean Gottbehuet | Registered representative | Jan 2025 (2y) | ||
| Jonah B. Shafer | Registered representative | CFP | Jan 2025 (2y) | |
| David John Stuehling | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Charlotte Le Blanc | Registered representative | Jan 2025 (2y) | ||
| Kyle David Dodrill | Registered representative | CFP | Jan 2025 (2y) | |
| Camryn Day Norman | Registered representative | CFP | Jan 2025 (2y) | |
| Ellie C Johnson | Registered representative | Jan 2025 (2y) | ||
| Alexandra Mendoza | Registered representative | CFP | Jan 2025 (2y) | |
| Jack Austin Kelley | Registered representative | CFA | Jan 2025 (2y) | |
| Jesse Cole Schenck | Registered representative | CFP | Jan 2025 (2y) | |
| Mark Falamoun | Registered representative | CFP | Jan 2025 (2y) | |
| Alexis Ann Wilkinson | Registered representative | Jan 2025 (2y) | ||
| Charles Schwinck | Registered representative | Jan 2025 (2y) | ||
| Kyle James Morton | Registered representative | CFA | Jan 2025 (2y) | |
| Parker Richard Landolf | Registered representative | CFP | Jan 2025 (2y) | |
| John Christopher Cubic | Registered representative | Jan 2025 (2y) | ||
| Michael K Uyemura | Registered representative | Jan 2025 (2y) | ||
| David Alfred Baratta | Registered representative | Jan 2025 (2y) | ||
| Jameson Ford | Registered representative | Jan 2025 (2y) | ||
| Byron Ariel Gonzalez | Registered representative | Jan 2025 (2y) | ||
| Joshua Farrell Block | Registered representative | Jan 2025 (2y) | ||
| Kevin Scott Meyersburg | Registered representative | Jan 2025 (2y) | ||
| Ryan M Pennington | Registered representative | Feb 2025 (1y) | ||
| Scott Thomas Paschal | Registered representative | Feb 2025 (1y) | ||
| Frank Ferrell Bowling | Registered representative | Feb 2025 (1y) | ||
| Frances Ellen Goldman | Registered representative | CFP | Feb 2025 (1y) | |
| Steven Schneider | Registered representative | Feb 2025 (1y) | ||
| Colin Matthew Day | Registered representative | CFP | Feb 2025 (1y) | |
| James J Kennedy | Registered representative | Mar 2025 (1y) | ||
| Bradley Alan Mickelson | Registered representative | CFA | Mar 2025 (1y) | |
| Dana Rae De Lance | Registered representative | CFP | Mar 2025 (1y) | |
| Michael Jerome Stanley | Registered representative | CFP | Mar 2025 (1y) | |
| Reid Harper Quattlebaum | Registered representative | Mar 2025 (1y) | ||
| Sydney Hacker | Registered representative | CFP | Mar 2025 (1y) | |
| Chadwick Dickison | Registered representative | CFP | Mar 2025 (1y) | |
| Julie Renee Albright | Registered representative | CFP CFA | Mar 2025 (1y) | |
| Jonathan Gossens | Registered representative | CFA | Mar 2025 (1y) | |
| Samuel Hussein | Registered representative | Apr 2025 (1y) | ||
| Alyssa Rose Hinojosa Calhoun | Registered representative | CFP | Apr 2025 (1y) | |
| Robert Floyd Bird | Registered representative | CFP | Apr 2025 (1y) | |
| John Swanson | Registered representative | Apr 2025 (1y) | ||
| Christopher Melvin Frank Saccomanno | Registered representative | CFP | Apr 2025 (1y) | |
| Michael Paul Reich | Registered representative | CFP | Apr 2025 (1y) | |
| Neha Pande | Registered representative | CFP | Apr 2025 (1y) | |
| Tristan Thomas Noah Pohren | Registered representative | Apr 2025 (1y) | ||
| Katherine Anne Fincher | Registered representative | CFP | Apr 2025 (1y) | |
| Richard Laurence Coles | Registered representative | CFP | Apr 2025 (1y) | |
| Zubin Samir Shah | Registered representative | CFP | Apr 2025 (1y) | |
| John Alexander Vinci | Registered representative | CFA | Apr 2025 (1y) | |
| Tanya Ann Thomasson | Registered representative | CFP | Apr 2025 (1y) | |
| Mckenna Leigh Wieser | Registered representative | CFP | Apr 2025 (1y) | |
| Garret Ring | Registered representative | Apr 2025 (1y) | ||
| Jerome George Zimmerer | Registered representative | CFP Personal Financial Specialist | Apr 2025 (1y) | |
| Tyler Paul Teter | Registered representative | CFP CFA | Apr 2025 (1y) | |
| Naishee Shah | Registered representative | CFP CFA | Apr 2025 (1y) | |
| William Scott Baber | Registered representative | Apr 2025 (1y) | ||
| David Scott Neal | Registered representative | CFP | Apr 2025 (1y) | |
| Mitchell Jon Fiereck | Registered representative | CFP | Apr 2025 (1y) | |
| Trace K Winn | Registered representative | CFP | May 2025 (1y) | |
| Neal Bradley Gudmunson | Registered representative | CFP | May 2025 (1y) | |
| Harish Vasanji Vishria | Registered representative | CFP | May 2025 (1y) | |
| Kimberly Lynn Maxwell | Registered representative | May 2025 (1y) | ||
| Francis Roma Piccolo | Registered representative | CFP | May 2025 (1y) | |
| Kseniya Vadimovna Ribeiro | Registered representative | CFP | May 2025 (1y) | |
| Heather Mc Michael Molloy | Registered representative | CFP Personal Financial Specialist | May 2025 (1y) | |
| Charles Avery Meyer | Registered representative | CFA | May 2025 (1y) | |
| Dean Austin Lewis | Registered representative | CFP | May 2025 (1y) | |
| Eric Paul Schopf | Registered representative | May 2025 (1y) | ||
| Ricky Scott Rubin | Registered representative | CFA | May 2025 (1y) | |
| John Scott Murphy | Registered representative | May 2025 (1y) | ||
| Bryan Abraham Hernandez | Registered representative | May 2025 (1y) | ||
| Martin James Aspin | Registered representative | CFP | May 2025 (1y) | |
| Barbara Lascuola Rishel | Registered representative | Jun 2025 (1y) | ||
| Cade King | Registered representative | Jun 2025 (1y) | ||
| Daniel S Byrnes | Registered representative | Jun 2025 (1y) | ||
| Christopher Gomez | Registered representative | CFP | Jun 2025 (1y) | |
| Constanza F.A. Low | Registered representative | Jun 2025 (1y) | ||
| John Koch | Registered representative | CFA | Jun 2025 (1y) | |
| Victoria E Ferguson | Registered representative | CFP | Jun 2025 (1y) | |
| Austin Rucker Burks | Registered representative | CFA | Jun 2025 (1y) | |
| David Todd Stanley | Registered representative | Jun 2025 (1y) | ||
| Jordan Elizabeth Dean | Registered representative | Jun 2025 (1y) | ||
| Tyler Townsdin Grubbs | Registered representative | Jun 2025 (1y) | ||
| Alicia Carinalli | Registered representative | CFP | Jun 2025 (1y) | |
| Hunter Nichols Brown | Registered representative | CFP | Jun 2025 (1y) | |
| Max Jackson Rhodes | Registered representative | Jun 2025 (1y) | ||
| Samuel Gill Warner | Registered representative | Jun 2025 (1y) | ||
| Kyle Ray | Registered representative | Jun 2025 (1y) | ||
| Raul David Palma | Registered representative | CFP | Jun 2025 (1y) | |
| Scott Lee Cravens | Registered representative | Jun 2025 (1y) | ||
| Zachary Austin Reynolds | Registered representative | CFA | Jun 2025 (1y) | |
| James Bagnato | Registered representative | Jun 2025 (1y) | ||
| Kirsten Elizabeth Sandberg | Registered representative | Jun 2025 (1y) | ||
| Alexis Kibbe Dudley | Registered representative | CFP | Jul 2025 (1y) | |
| Yi Zhou | Registered representative | CFP | Jul 2025 (1y) | |
| Rebecca Suzanne Upton | Registered representative | Jul 2025 (1y) | ||
| Jacquelyn Jane Gage | Registered representative | Jul 2025 (1y) | ||
| Siegfrid Modesto Sicangco | Registered representative | Jul 2025 (1y) | ||
| Nicholas Andrew Lyons | Registered representative | CFP | Jul 2025 (1y) | |
| Elisabeth Meltzer Zimmerman | Registered representative | CFP | Jul 2025 (1y) | |
| Jill Ann Fopiano | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Lauren Elizabeth Higgins | Registered representative | CFP | Jul 2025 (1y) | |
| Richard Arthur Davies | Registered representative | CFP | Jul 2025 (1y) | |
| Timothy A. Pilczak | Registered representative | CFP | Jul 2025 (1y) | |
| Adelaide Patricia Magee | Registered representative | CFP | Jul 2025 (1y) | |
| Austin Mitchell Litvak | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Jonathan A Smith | Registered representative | Jul 2025 (1y) | ||
| Leah Elizabeth Mc Cormack | Registered representative | CFP | Jul 2025 (1y) | |
| Leah Manderson | Registered representative | CFP | Jul 2025 (1y) | |
| Matthew Christopher Kelley | Registered representative | CFP | Jul 2025 (1y) | |
| Amber Valarie Chang | Registered representative | Jul 2025 (1y) | ||
| Jessica Baskin Lester | Registered representative | Jul 2025 (1y) | ||
| Belinda Roseann Richardson | Registered representative | Jul 2025 (1y) | ||
| Hussein Elgohary | Registered representative | CFP | Jul 2025 (1y) | |
| Yvonne Jimenez | Registered representative | CFP | Jul 2025 (1y) | |
| Audrey Baker | Registered representative | CFP | Aug 2025 (1y) | |
| Qing Yang | Registered representative | CFA | Aug 2025 (1y) | |
| Thomas Lee Lamacchio | Registered representative | Aug 2025 (1y) | ||
| Nadia Kathleen Keric | Registered representative | CFP | Aug 2025 (1y) | |
| Sarah Kelsey Pham | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Kevin Garrett Moriarty | Registered representative | CFA | Aug 2025 (1y) | |
| Andrew Thomas Beck | Registered representative | Aug 2025 (1y) | ||
| Charles Huntoon Recchion | Registered representative | Aug 2025 (1y) | ||
| Cailin Ann Johnson | Registered representative | CFP | Aug 2025 (1y) | |
| Jesse Blalock Frehling | Registered representative | Aug 2025 (1y) | ||
| Patrick Moody | Registered representative | CFP | Sep 2025 (1y) | |
| Darren Gee | Registered representative | CFP | Sep 2025 (1y) | |
| Matthew B Nelsen | Registered representative | CFP | Sep 2025 (1y) | |
| Suzanne Lynn Daniel | Registered representative | CFP | Sep 2025 (1y) | |
| Courtney Kim Eastlack | Registered representative | Sep 2025 (1y) | ||
| Byron Brand Snider | Registered representative | CFA | Sep 2025 (1y) | |
| Gerald Ira Clebanoff | Registered representative | CFA | Sep 2025 (1y) | |
| Matthew A Hobson | Registered representative | Sep 2025 (1y) | ||
| Jonathan Thomas Howard | Registered representative | Sep 2025 (1y) | ||
| Jake Taylor Springer | Registered representative | Sep 2025 (1y) | ||
| Brian Miller | Registered representative | Sep 2025 (1y) | ||
| Michael Hunter O'brien | Registered representative | Sep 2025 (1y) | ||
| Ryan Evan Badger | Registered representative | CFP | Sep 2025 (1y) | |
| Chad Everett Staskal | Registered representative | CFP Chartered Financial Consultant | Sep 2025 (1y) | |
| Christopher Charles Sporer | Registered representative | CFP | Sep 2025 (1y) | |
| Lindsey Ann Wetzel | Registered representative | CFP | Sep 2025 (1y) | |
| Dominique Langerman | Registered representative | Oct 2025 (1y) | ||
| Connor Nagelvoort | Registered representative | Oct 2025 (1y) | ||
| Lindsay Michelle Stuart | Registered representative | CFP | Oct 2025 (1y) | |
| Chad M Stauffer | Registered representative | CFA | Oct 2025 (1y) | |
| Joshua Adams Broadhurst | Registered representative | CFP | Oct 2025 (1y) | |
| Brendan Ronald Corbett | Registered representative | CFP | Oct 2025 (1y) | |
| Harrison Sedmak | Registered representative | CFP | Oct 2025 (1y) | |
| Jacob Richard Lynch | Registered representative | CFP | Oct 2025 (1y) | |
| Federico Avendano | Registered representative | CFP | Oct 2025 (1y) | |
| Brandon Williams | Registered representative | CFP | Oct 2025 (1y) | |
| Nathan Sangwon Cha | Registered representative | CFP | Oct 2025 (1y) | |
| Kristen Anglea Revis | Registered representative | CFP | Oct 2025 (1y) | |
| John Paul Bradley | Registered representative | CFP | Oct 2025 (1y) | |
| Kent Anthony Thomson | Registered representative | Oct 2025 (1y) | ||
| Bryan W Cantrell | Registered representative | Oct 2025 (1y) | ||
| Ross William Hasek | Registered representative | Oct 2025 (1y) | ||
| Keith John Huber | Registered representative | Oct 2025 (1y) | ||
| Anthony David Flores | Registered representative | Oct 2025 (1y) | ||
| Antonette Hayakawa | Registered representative | Oct 2025 (1y) | ||
| Daniel Lime | Registered representative | CFP | Oct 2025 (1y) | |
| Gaetano Carillo | Registered representative | Nov 2025 (1y) | ||
| Maureen N Enem | Registered representative | Nov 2025 (1y) | ||
| Stephanie Connor Arkof | Registered representative | Nov 2025 (1y) | ||
| Amitha K Harichandran | Registered representative | CFP | Nov 2025 (1y) | |
| Aplavya Anna Gupta | Registered representative | Nov 2025 (1y) | ||
| Bora Onat Yucekul | Registered representative | Nov 2025 (1y) | ||
| Cameron Elizabeth Holt | Registered representative | CFP | Nov 2025 (1y) | |
| Anthony M Strittholt | Registered representative | Nov 2025 (1y) | ||
| Bemelda Bragado | Registered representative | Nov 2025 (1y) | ||
| Juan Yago Samperio Suarez | Registered representative | CFP CFA | Nov 2025 (1y) | |
| Matthew James Loughren | Registered representative | CFP | Nov 2025 (1y) | |
| Maxwell Bauer Bromley | Registered representative | Nov 2025 (1y) | ||
| Chris Kiesel | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Owen Winston Good | Registered representative | Dec 2025 (1y) | ||
| Ryan Scott Weichman | Registered representative | CFP CFA | Dec 2025 (1y) | |
| Jeffrey Dadamo | Registered representative | Dec 2025 (1y) | ||
| Alisa L Zufall | Registered representative | CFP | Dec 2025 (1y) | |
| Jenna Maureen Taylor | Registered representative | Dec 2025 (1y) | ||
| Cynthia Lynn Biernbaum | Registered representative | Dec 2025 (1y) | ||
| Daniel Joseph Cook | Registered representative | CFP | Dec 2025 (1y) | |
| Reece Mac Gregor Betcher | Registered representative | CFP | Dec 2025 (1y) | |
| George Thomas Ingram | Registered representative | CFP | Dec 2025 (1y) | |
| Marina Sidelnikova | Registered representative | Dec 2025 (1y) | ||
| Todd Norris | Registered representative | CFP | Dec 2025 (1y) | |
| Jonathan Shuford Dinkins | Registered representative | Personal Financial Specialist | Dec 2025 (1y) | |
| Robert Philip Horwitz | Registered representative | CFP | Dec 2025 (1y) | |
| Stephen Wayne Engle | Registered representative | CFP | Dec 2025 (1y) | |
| Troy Ellis Thompson | Registered representative | CFP | Dec 2025 (1y) | |
| Dovid Price | Registered representative | CFP | Dec 2025 (1y) | |
| Matthew Brendon Crow | Registered representative | Dec 2025 (1y) | ||
| Richard Joseph Osikowicz | Registered representative | CFP | Dec 2025 (1y) | |
| George Ronald Toulson | Registered representative | CFP CFA | Dec 2025 (1y) | |
| Joseph Mc Carthy | Registered representative | CFP Chartered Financial Consultant | Dec 2025 (1y) | |
| Thomas Jordan Holland | Registered representative | CFP | Dec 2025 (1y) | |
| Greta Frances Ferguson | Registered representative | Dec 2025 (1y) | ||
| Joshua Klaus Gustafson | Registered representative | CFP | Dec 2025 (1y) | |
| Mark Dennie Howard | Registered representative | CFP | Dec 2025 (1y) | |
| Chanelle Caguin Van Pelt | Registered representative | CFP | Jan 2026 (1y) | |
| Sloan Fisher Petereit | Registered representative | Jan 2026 (1y) | ||
| Adam Bashir Govani | Registered representative | CFP | Jan 2026 (1y) | |
| David Bradley Allen | Registered representative | CFA | Jan 2026 (1y) | |
| Richard S. Singer | Registered representative | Jan 2026 (1y) | ||
| Vicki Renee Mcconnell | Registered representative | Jan 2026 (1y) | ||
| Alec John Quaid | Registered representative | CFP | Jan 2026 (1y) | |
| Charles Michael Pastor | Registered representative | CFP | Jan 2026 (1y) | |
| James Reuben Justus | Registered representative | CFP | Jan 2026 (1y) | |
| Michael Kevin Creamer | Registered representative | CFP | Jan 2026 (1y) | |
| Ryan Richard Poterack | Registered representative | Jan 2026 (1y) | ||
| Kyle Bradley Svetlik | Registered representative | CFP | Jan 2026 (1y) | |
| Ethan G Matkin | Registered representative | CFP | Jan 2026 (1y) | |
| Ryan Charles Moore | Registered representative | CFP | Jan 2026 (1y) | |
| Zachary Alan Schiller | Registered representative | CFP | Jan 2026 (1y) | |
| Chris Alan Walters | Registered representative | Jan 2026 (1y) | ||
| Lynn Marie Magnus | Registered representative | CFP | Jan 2026 (1y) | |
| Petra Chien | Registered representative | CFP | Jan 2026 (1y) | |
| Christopher Edward Miller | Registered representative | Jan 2026 (1y) | ||
| Kaila Elise Kelleher | Registered representative | CFP | Jan 2026 (1y) | |
| Kevin Michael Brady | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Michelle Rogero Hendry | Registered representative | Jan 2026 (1y) | ||
| Nina Di Mauro | Registered representative | Jan 2026 (1y) | ||
| Galen Goodridge Crane | Registered representative | Feb 2026 (0y) | ||
| Thomas Elliot Stone | Registered representative | CFP | Feb 2026 (0y) | |
| Kayla Sue Helene Samuel | Registered representative | Feb 2026 (0y) | ||
| Cristina Levin | Registered representative | CFP | Feb 2026 (0y) | |
| Alexander Jeffrey Krenek | Registered representative | Feb 2026 (0y) | ||
| Anthony Welle | Registered representative | CFP | Mar 2026 (0y) | |
| Abby Fae Salameh | Registered representative | Mar 2026 (0y) | ||
| Bridger Dawson | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Jeffrey Colin Tews | Registered representative | Mar 2026 (0y) | ||
| Nnamdi Chibuzo Odi | Registered representative | CFP | Mar 2026 (0y) | |
| Joshua David Frazier | Registered representative | Mar 2026 (0y) | ||
| Ross Alden Anderson | Registered representative | CFP | Mar 2026 (0y) | |
| Austin Michael Jamati | Registered representative | CFP | Mar 2026 (0y) | |
| Elizabeth Bergold Deitch | Registered representative | Mar 2026 (0y) | ||
| Luke Jackson | Registered representative | CFP | Mar 2026 (0y) | |
| Tess Bradshaw | Registered representative | CFP | Mar 2026 (0y) | |
| Keith Michael Prybylski | Registered representative | Mar 2026 (0y) | ||
| Ethan Klie | Registered representative | Apr 2026 (0y) | ||
| James Allen Bossieux | Registered representative | CFP | Apr 2026 (0y) | |
| Jessica Lynn Kreger | Registered representative | CFP | Apr 2026 (0y) | |
| James Bondar | Registered representative | Apr 2026 (0y) | ||
| Timothy Paul Mcnamara | Registered representative | CFP | Apr 2026 (0y) | |
| Emma K Bean | Registered representative | CFP | Apr 2026 (0y) | |
| John Wilson | Registered representative | CFP | Apr 2026 (0y) | |
| Katy Morrison Carr | Registered representative | Apr 2026 (0y) | ||
| Lena Wyand | Registered representative | CFP | Apr 2026 (0y) | |
| Sarah Serling Clapp | Registered representative | CFP | Apr 2026 (0y) | |
| Samuel Richardson Reid | Registered representative | CFP | Apr 2026 (0y) | |
| Todd Michael Cesca | Registered representative | Apr 2026 (0y) | ||
| Jeffrey Scott Troiano | Registered representative | Apr 2026 (0y) | ||
| Kenneth Patrick Leblanc | Registered representative | CFP | Apr 2026 (0y) | |
| Nicholas Alfred Gargiulo | Registered representative | Apr 2026 (0y) | ||
| Jarrod Brock | Registered representative | Apr 2026 (0y) | ||
| Karen Lee Zaramba | Registered representative | CFP | Apr 2026 (0y) | |
| Stephanie Andrea Moersfelder | Registered representative | CFP | Apr 2026 (0y) | |
| Jacob R Cedor | Registered representative | Apr 2026 (0y) | ||
| James Scott Rose | Registered representative | Apr 2026 (0y) | ||
| Michael Joseph Malloy | Registered representative | Apr 2026 (0y) | ||
| Rose Catherine Cooke | Registered representative | Apr 2026 (0y) | ||
| Katelyn Drake Depew | Registered representative | May 2026 (0y) | ||
| Christina Ko Talbot | Registered representative | CFP | May 2026 (0y) | |
| Thomas Delbert Whited | Registered representative | CFP | May 2026 (0y) | |
| Joshua Lucas Johnson | Registered representative | May 2026 (0y) | ||
| Victoria Eagleson Arndt | Registered representative | Chartered Financial Consultant | May 2026 (0y) | |
| Shannon Dale Burgett | Registered representative | CFP | May 2026 (0y) | |
| Matthew John Williams | Registered representative | CFP | May 2026 (0y) | |
| Nishant Nikhil Mehta | Registered representative | CFP | May 2026 (0y) | |
| Thomas Joseph Azoury | Registered representative | May 2026 (0y) | ||
| Gerard Thomas Quinn | Registered representative | CFP CFA | May 2026 (0y) | |
| Dallin Drake Sorensen | Registered representative | CFP | May 2026 (0y) | |
| Hilary Angela Daniel | Registered representative | CFP | May 2026 (0y) | |
| Harrison Eli Vogel | Registered representative | May 2026 (0y) | ||
| Elizabeth Dahlberg | Registered representative | CFP | May 2026 (0y) | |
| Kira Kinsman | Registered representative | CFP | May 2026 (0y) | |
| Shawn Kim | Registered representative | May 2026 (0y) | ||
| Susan Fisher Todd | Registered representative | May 2026 (0y) | ||
| Scott E Grooms | Registered representative | CFP | Jun 2026 (0y) | |
| Meghan Kathleen Doherty | Registered representative | CFP Chartered Financial Consultant | Jun 2026 (0y) | |
| Grant David Habersetzer | Registered representative | CFP | Jun 2026 (0y) | |
| Alicia Chiamulera | Registered representative | CFP | Jun 2026 (0y) | |
| Noah Hughes | Registered representative | CFP | Jun 2026 (0y) | |
| Sharon Dahis | Registered representative | Jun 2026 (0y) | ||
| Brian Yannaccone | Registered representative | Jun 2026 (0y) | ||
| Kevin Shannon | Registered representative | Jun 2026 (0y) | ||
| William Brightman Walter | Registered representative | CFP | Jun 2026 (0y) | |
| Stephen Francis Jacobson | Registered representative | CFP | Jun 2026 (0y) | |
| Josiah Gabriel Taylor | Registered representative | CFP | Jun 2026 (0y) | |
| Avilio Alejandro Sutherland Navea | Registered representative | Jun 2026 (0y) | ||
| Diggaj Chapagain | Registered representative | Jun 2026 (0y) | ||
| Abby Laine Crother | Registered representative | CFP | Jun 2026 (0y) | |
| Patricia Goodrich | Registered representative | Jun 2026 (0y) | ||
| Ryan Thomas Jones | Registered representative | Jun 2026 (0y) | ||
| Taylor Harrison Embury | Registered representative | CFP | Jun 2026 (0y) | |
| Halley Maclise Craig | Registered representative | CFP | Jul 2026 (0y) | |
| William Tyrone Smith | Registered representative | Jul 2026 (0y) | ||
| David O Dobbins | Registered representative | CFP | Jul 2026 (0y) | |
| Jonathon Tyler Lovingood | Registered representative | Jul 2026 (0y) | ||
| Caleb J Brasel | Registered representative | Jul 2026 (0y) | ||
| Thomas Creighton Cassidy | Registered representative | CFP | Jul 2026 (0y) | |
| Kristen Elisabeth Moosmiller | Registered representative | CFP | Jul 2026 (0y) | |
| Connor Randolph Jones | Registered representative | Jul 2026 (0y) | ||
| Olha Sophia Paluch | Registered representative | CFP | Jul 2026 (0y) | |
| Stephanie Darrington Bailey | Registered representative | CFP | Jul 2026 (0y) | |
| Nathan Luke | Registered representative | CFP | Jul 2026 (0y) | |
| Benjamin David Laubach | Registered representative | Jul 2026 (0y) | ||
| Zachary Logan Giltner | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mercer Advisors Intermediate Holdings Inc. | Parent Company | Apr 2013 | A | 75% or more |
| Gc Waves Holdings, Inc. | Parent Company To Mercer Advisors Inc. | Mar 2015 | B | ≈ 56.25% – 100% via Mercer Advisors Intermediate Holdings Inc. |
| Og Crimson Parent, Inc. | Parent Company To Gc Waves Holdings, Inc. | Oct 2019 | B | ≈ 42.19% – 100% via Gc Waves Holdings, Inc. |
| Og Crimson Holdings, L.P. | Parent Company To Og Crimson Parent I Holdings, Inc. | Jan 2023 | B | ≈ 17.8% – 100% via Og Crimson Parent Holdings I, Inc. |
| Mercer Advisors Inc. | Parent Company To Mercer Advisors Intermediate Holdings Inc. | Apr 2013 | B | ≈ 56.25% – 100% via Mercer Advisors Intermediate Holdings Inc. |
| Oc Crimson Parent Holdings Ii, Inc. | Parent Company To Og Crimson Parent, Inc. | Jan 2023 | B | ≈ 31.64% – 100% via Og Crimson Parent, Inc. |
| Og Crimson Parent Holdings I, Inc. | Parent Company To Og Crimson Parent Holdings Ii, Inc. | Jan 2023 | B | ≈ 23.73% – 100% via Oc Crimson Parent Holdings Ii, Inc. |
| Aph Iii Primetime Aggregator, L.P. | Shareholder | Aug 2023 | B | ≈ 4.45% – 50% via Og Crimson Holdings, L.P. |
| Altas Partner Holdings Iii(a) L.P. | Shareholder | Aug 2023 | B | ≈ 1.11% – 25% via Aph Iii Primetime Aggregator, L.P. |
| Altas Partners Holdings Iii L.P. | Shareholder | Aug 2023 | B | ≈ 1.11% – 25% via Aph Iii Primetime Aggregator, L.P. |
| Aph Iii Primetime Co Invest Lp | Shareholder | Aug 2023 | B | ≈ 1.11% – 25% via Aph Iii Primetime Aggregator, L.P. |
| Og Crimson Holdings Genpar, Llc | General Partner | Sep 2019 | B | GP / trustee / elected manager of Og Crimson Holdings, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gc Waves Holdings, Inc.: 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Og Crimson Parent, Inc.: 75% – 100% of Gc Waves Holdings, Inc. × 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Og Crimson Holdings, L.P.: 75% – 100% of Og Crimson Parent Holdings I, Inc. × 75% – 100% of Oc Crimson Parent Holdings Ii, Inc. × 75% – 100% of Og Crimson Parent, Inc. × 75% – 100% of Gc Waves Holdings, Inc. × 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Mercer Advisors Inc.: 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Oc Crimson Parent Holdings Ii, Inc.: 75% – 100% of Og Crimson Parent, Inc. × 75% – 100% of Gc Waves Holdings, Inc. × 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Og Crimson Parent Holdings I, Inc.: 75% – 100% of Oc Crimson Parent Holdings Ii, Inc. × 75% – 100% of Og Crimson Parent, Inc. × 75% – 100% of Gc Waves Holdings, Inc. × 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Aph Iii Primetime Aggregator, L.P.: 25% – 50% of Og Crimson Holdings, L.P. × 75% – 100% of Og Crimson Parent Holdings I, Inc. × 75% – 100% of Oc Crimson Parent Holdings Ii, Inc. × 75% – 100% of Og Crimson Parent, Inc. × 75% – 100% of Gc Waves Holdings, Inc. × 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 4.45% – 50% of the firm
- Altas Partner Holdings Iii(a) L.P.: 25% – 50% of Aph Iii Primetime Aggregator, L.P. × 25% – 50% of Og Crimson Holdings, L.P. × 75% – 100% of Og Crimson Parent Holdings I, Inc. × 75% – 100% of Oc Crimson Parent Holdings Ii, Inc. × 75% – 100% of Og Crimson Parent, Inc. × 75% – 100% of Gc Waves Holdings, Inc. × 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 1.11% – 25% of the firm
- Altas Partners Holdings Iii L.P.: 25% – 50% of Aph Iii Primetime Aggregator, L.P. × 25% – 50% of Og Crimson Holdings, L.P. × 75% – 100% of Og Crimson Parent Holdings I, Inc. × 75% – 100% of Oc Crimson Parent Holdings Ii, Inc. × 75% – 100% of Og Crimson Parent, Inc. × 75% – 100% of Gc Waves Holdings, Inc. × 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 1.11% – 25% of the firm
- Aph Iii Primetime Co Invest Lp: 25% – 50% of Aph Iii Primetime Aggregator, L.P. × 25% – 50% of Og Crimson Holdings, L.P. × 75% – 100% of Og Crimson Parent Holdings I, Inc. × 75% – 100% of Oc Crimson Parent Holdings Ii, Inc. × 75% – 100% of Og Crimson Parent, Inc. × 75% – 100% of Gc Waves Holdings, Inc. × 75% – 100% of Mercer Advisors Intermediate Holdings Inc. × 75% – 100% direct ≈ 1.11% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (25)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tri County Council For Child Development, Inc. Employees' Retirement Plan | Tri County Council For Child Development, Inc. | 190 | $6.5M | 02/01/2024 |
| Foley & Lardner Llp Defined Contribution Retirement Plan | Foley & Lardner Llp | 2,109 | $1.7B | 02/01/2024 |
| The Farmers Bank 401 K Plan | The Farmers Bank | 153 | $17.8M | 01/01/2024 |
| Shamrock Foods Company Retirement Plan | Shamrock Foods Company | 0 | $0 | 01/01/2024 |
| Willmeng Construction, Inc. 401(k) Plan | Willmeng Construction, Inc. | 380 | $25.0M | 01/01/2024 |
| The Lawrence Group Companies 401(k) Plan | G. M. Lawrence & Co. | 942 | $96.2M | 01/01/2024 |
| Sun Valley Community School, Inc. 403(b) Plan | Sun Valley Community School, Inc. | 144 | $28.2M | 01/01/2024 |
| Bingham Companies Profit Sharing And 401(k) Plan | Bingham Equipment Company | 263 | $22.0M | 01/01/2024 |
| Children's Medical Group, P. C. 401(k) Profit Sharing Plan | Children's Medical Group, P.C. | 161 | $34.2M | 01/01/2024 |
| Shamrock Foods Company 401(k) Plan And Trust | Shamrock Foods Company | 5,985 | $455M | 01/01/2024 |
| Comprehensive Senior Care Corp. 403 B Plan | Comprehensive Senior Care Corporation | 373 | $6.2M | 01/01/2024 |
| Society For Handicapped Citizens Of Medina County, Inc. 403(b) Plan | Society For Handicapped Citizens Of Medina County,Inc. | 151 | $4.4M | 01/01/2024 |
| Radiology Imaging Associates P.C. Profit Sharing Plan | Radiology Imaging Associates P.C. | 499 | $150M | 01/01/2024 |
| Drake Employee Savings Plan | Drake Office Overload, Inc. | 177 | $5.1M | 01/01/2024 |
| Chasse Building Team, Inc. 401(k) Profit Sharing Plan | Chasse Building Team, Inc. | 267 | $29.5M | 01/01/2024 |
| Dunlop Manufacturing Inc 401 K Profit Sharing Plan | Dunlop Manufacturing Inc | 234 | $25.6M | 01/01/2024 |
| North Idaho Eye Institute, Pa 401(k) Profit Sharing Plan | North Idaho Eye Institute, Pa | 134 | $13.1M | 01/01/2024 |
| The Carlstar Group Llc 401(k) Plan | The Carlstar Group Llc | 849 | $68.9M | 01/01/2024 |
| Metro West Anesthesia Group, Inc. 401(k) Plan | Metro West Anesthesia Group, Inc. | 193 | $96.5M | 01/01/2024 |
| Timberland Harvesters, Llc 401(k) Profit Sharing Plan | Timberland Harvesters, Llc | 122 | $1.6M | 01/01/2024 |
| J.M. Wilson Corporation Savings Plan | J.M. Wilson Corporation | 142 | $15.4M | 01/01/2024 |
| Sansum Santa Barbara Medical Clinic, Inc. Profit Sharing Plan | Sansum Santa Barbara Medical Clinic, Inc. | 241 | $236M | 01/01/2024 |
| Medical Association Of Georgia Multiple Employer 401(k) Profit Sharing Plan | Medical Association Of Georgia | 568 | $47.8M | 01/01/2024 |
| Buckeye Power Sales Co., Inc. 401(k) Plan | Buckeye Power Sales Co., Inc. | 246 | $24.7M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 2.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • CONSULTING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $57.7B (68% of AUM) Jul 2026
- Fidelity Brokerage Services $20.9B (25% of AUM) Jul 2026
- Raymond James $5.8B (10% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗