Ht Partners Llc

Allegations: IN A DECEMBER 2014 SETTLEMENT WITH THE SEC, F-SQUARED INVESTMENTS ("F-SQUARED"), AN UNAFFILIATED FORMER SIGNAL PROVIDER TO HT PARTNERS, ADMITTED THAT IT HAD VIOLATED FEDERAL SECURITIES LAWS RELATED TO INACCURATE PERFORMANCE INFORMATION FOR THE PERIOD OF APRIL 2001 THROUGH SEPTEMBER 2008. F-SQUARED PROVIDED SIGNALS TO HT PARTNERS THROUGH THE ALPHASECTOR STRATEGY BETWEEN JUNE 2012 AND JANUARY 2015. HT PARTNERS PROVIDED THE F-SQUARED TRACK RECORD TO CERTAIN CLIENTS WITHOUT KNOWING IT WAS INCORRECT. WITHOUT ADMITTING OR DENYING THE SEC'S FINDINGS, HT PARTNERS AGREED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND FUTURE VIOLATIONS OF RULES 204-2(A)(16) (A RECORDKEEPING RULE) AND 206(4)-1(A)(5) (AN ADVERTISING RULE). HT PARTNERS ALSO AGREED TO PAY A CIVIL MONETARY PENALTY OF ONE HUNDRED THOUSAND DOLLARS. Status: Final Sanction Detail: $100,000 PAID ON 9/2/2016 Summary: IN A DECEMBER 2014 SETTLEMENT WITH THE SEC, F-SQUARED INVESTMENTS ("F-SQUARED"), AN UNAFFILIATED FORMER SIGNAL PROVIDER TO HT PARTNERS, ADMITTED THAT IT HAD VIOLATED FEDERAL SECURITIES LAWS RELATED TO INACCURATE PERFORMANCE INFORMATION FOR THE PERIOD OF APRIL 2001 THROUGH SEPTEMBER 2008. F-SQUARED PROVIDED SIGNALS TO HT PARTNERS THROUGH THE ALPHASECTOR STRATEGY BETWEEN JUNE 2012 AND JANUARY 2015. HT PARTNERS PROVIDED THE F-SQUARED TRACK RECORD TO CERTAIN CLIENTS WITHOUT KNOWING IT WAS INCORRECT. WITHOUT ADMITTING OR DENYING THE SEC'S FINDINGS, HT PARTNERS AGREED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND FUTURE VIOLATIONS OF RULES 204-2(A)(16) (A RECORDKEEPING RULE) AND 206(4)-1(A)(5) (AN ADVERTISING RULE). HT PARTNERS ALSO AGREED TO PAY A CIVIL MONETARY PENALTY OF ONE HUNDRED THOUSAND DOLLARS.