Mclaughlin Ryder Investments, Inc.
- Regulatory AUM
- $522M
- Discretionary
- $2.5M
- Clients
- 503
- Avg AUM / client
- $1.0M
- Accounts
- 785
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 252 | $70.8M | 13.6% |
| High net worth individuals | 213 | $401M | 76.9% |
| Pension and profit sharing plans | 20 | $40.0M | 7.66% |
| Charitable organizations | 13 | $8.9M | 1.7% |
| Corporations and other businesses | 5 | $958K | 0.18% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shawn Patrick Mclaughlin | President, Ceo | Nov 2003 (23y) | ≈ 56.25% – 100% via The Mclaughlin Companies, Llc | |
| Cucharale, Catherine | Chief Compliance Officer | Apr 2021 (5y) | Less than 5% | |
| Stamova, Ilina S | Finop | Apr 2021 (5y) | Less than 5% | |
| Jacobson P Truex | Registered representative | CFP | Feb 2020 (6y) | |
| Michelle Glicklin | Registered representative | Aug 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Mclaughlin Companies, Llc | Parent Company | Oct 2010 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Shawn Patrick Mclaughlin: 75% – 100% of The Mclaughlin Companies, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/04/2026 | 988 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $483M (92% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.
View current Form ADV (SEC/IAPD) ↗