Chicago Partners Investment Group Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 147662
· SEC file 801-69500
· Chicago, IL
· WWW.LINKEDIN.COM
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ADV data as of Mar 18, 2026
- Regulatory AUM
- $7.5B
- Discretionary
- $6.1B
- Clients
- 2,764
- Avg AUM / client
- $2.7M
- Accounts
- 9,147
- Employees
- 73
AUM over time
$500M
$7.5B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Investments (13F portfolio — 1,443 positions, $4,478,469,172)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $182,701,869 | 279,403 | 4.08% | 2.45% |
| 2 | Vanguard Index Fds | MID CAP ETF | $123,794,990 | 1,616,123 | 2.76% | 1.66% |
| 3 | Nvidia Corporation | COM | $116,911,872 | 577,343 | 2.61% | 1.57% |
| 4 | Dimensional Etf Trust | US EQUITY MARKET | $85,781,619 | 1,105,861 | 1.92% | 1.15% |
| 5 | Apple Inc | COM | $82,350,102 | 301,461 | 1.84% | 1.1% |
| 6 | Enterprise Prods Partners L | COM | $77,999,458 | 2,066,758 | 1.74% | 1.04% |
| 7 | Vanguard Index Fds | GROWTH ETF | $75,080,708 | 904,369 | 1.68% | 1.01% |
| 8 | Berkshire Hathaway Inc Del | CL B NEW | $73,843,439 | 158,667 | 1.65% | 0.99% |
| 9 | Energy Transfer L P | COM UT LTD PTN | $65,502,737 | 3,434,858 | 1.46% | 0.88% |
| 10 | Ishares Tr | CORE S&P MCP ETF | $64,960,417 | 894,279 | 1.45% | 0.87% |
| 11 | Microsoft Corp | COM | $57,347,211 | 132,466 | 1.28% | 0.77% |
| 12 | State Str Spdr S&P 500 Etf T | TR UNIT | $55,936,608 | 78,650 | 1.25% | 0.75% |
| 13 | Dimensional Etf Trust | US SMALL CAP ETF | $52,471,296 | 681,445 | 1.17% | 0.7% |
| 14 | Vanguard Index Fds | SMALL CP ETF | $51,952,177 | 182,750 | 1.16% | 0.7% |
| 15 | Schwab Strategic Tr | US LRG CAP ETF | $51,453,594 | 1,835,007 | 1.15% | 0.69% |
| 16 | Ishares Tr | CORE S&P500 ETF | $47,985,028 | 67,153 | 1.07% | 0.64% |
| 17 | Innovator Etfs Trust | QUITY MANAGD FLR | $46,745,577 | 1,276,156 | 1.04% | 0.63% |
| 18 | Vanguard Index Fds | TOTAL STK MKT | $44,929,383 | 127,924 | 1.0% | 0.6% |
| 19 | Dimensional Etf Trust | US HIGH PROFITAB | $42,790,001 | 1,092,697 | 0.96% | 0.57% |
| 20 | Ishares Tr | RUS MDCP VAL ETF | $39,699,132 | 255,119 | 0.89% | 0.53% |
| 21 | Amazon Com Inc | COM | $39,406,966 | 154,319 | 0.88% | 0.53% |
| 22 | Dimensional Etf Trust | US CORE EQUITY 2 | $37,791,240 | 897,015 | 0.84% | 0.51% |
| 23 | Schwab Strategic Tr | US MID-CAP ETF | $34,339,135 | 1,016,853 | 0.77% | 0.46% |
| 24 | State Str Spdr S&P Midcap 40 | UTSER1 S&PDCRP | $30,267,716 | 45,646 | 0.68% | 0.41% |
| 25 | Ishares Tr | ISHS 1-5YR INVS | $29,997,973 | 569,762 | 0.67% | 0.4% |
Top 25 of 1,443 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 992 | $1.2B | 16.4% |
| High net worth individuals | 1,749 | $5.8B | 77.9% |
| Pooled investment vehicles (non-investment companies) | 3 | $46.2M | 0.62% |
| Pension and profit sharing plans | Fewer than 5 clients | $8.6M | 0.12% |
| Charitable organizations | 20 | $201M | 2.68% |
| Insurance companies | Fewer than 5 clients | $8.5M | 0.11% |
| Corporations and other businesses | Fewer than 5 clients | $160M | 2.14% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $58.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Diversified Equity Fund Llc | Other Private Fund | Illinois | $36.0M | 1 |
| Diversified Income Fund Llc | Other Private Fund | Illinois | $22.0M | 1 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Faegre Drinker Retirement Savings Plan 2 Faegre Drinker Biddle & Reath Llp | 2024 | |
| Mayer Brown Llp Usa Savings Plan Mayer Brown Llp | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 |
People (57)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Gerard Hagedorn | Managing Member | CFA | Aug 2008 (18y) | 75% or more |
| Anthony Joseph Halpin | Founding Partner | Jan 2012 (15y) | Less than 5% | |
| Nicholas A Guido | Partner | CFP | Sep 2021 (5y) | Less than 5% |
| Jacob Robert Hianik | Registered representative | CFP | Jan 2022 (5y) | |
| Andrew Yu Kang | Registered representative | Jan 2022 (5y) | ||
| Byron Titus Mandell | Registered representative | CFP | Jan 2022 (5y) | |
| Daniel Joseph Toledo | Registered representative | CFP CFA | Jan 2022 (5y) | |
| Frank Joseph Aiello | Registered representative | Jan 2022 (5y) | ||
| James Joseph Ogara | Registered representative | Jan 2022 (5y) | ||
| James Michael Burke | Registered representative | Jan 2022 (5y) | ||
| Janie Catherine Strasser | Registered representative | CFP | Jan 2022 (5y) | |
| John Peter Nicholas | Registered representative | Jan 2022 (5y) | ||
| Jack Thomas Hagedorn | Registered representative | Jan 2022 (5y) | ||
| James Thomas Palermo | Registered representative | CFP CFA | Jan 2022 (5y) | |
| Jennifer D Shults | Registered representative | CFP | Jan 2022 (5y) | |
| Matthew Thomas Fischer | Registered representative | CFA | Jan 2022 (5y) | |
| Michael David Strasser | Registered representative | Jan 2022 (5y) | ||
| Michael Philip O'connor | Registered representative | Jan 2022 (5y) | ||
| Michelle Heidi Tucker | Registered representative | CFP Personal Financial Specialist | Jan 2022 (5y) | |
| Matthew Richard Grennell | Registered representative | Jan 2022 (5y) | ||
| Mitchell Stafford Bratina | Registered representative | CFA | Jan 2022 (5y) | |
| Nicole Polanco | Registered representative | CFP | Jan 2022 (5y) | |
| Patrick Minihan Wade | Registered representative | CFA | Jan 2022 (5y) | |
| Sam Mc Lean Kendree | Registered representative | Jan 2022 (5y) | ||
| Timothy J. Pennino | Registered representative | CFA | Jan 2022 (5y) | |
| William Christian Murray | Registered representative | CFA | Jan 2022 (5y) | |
| Mark Frank Toledo | Registered representative | CFA | Jan 2022 (5y) | |
| Thomas Edward Reed | Registered representative | Jan 2022 (5y) | ||
| Daniel Joseph Cardell | Registered representative | CFA | Apr 2022 (4y) | |
| John O Braeseke | Registered representative | Jun 2022 (4y) | ||
| John Maxwell Reynolds | Registered representative | Sep 2022 (4y) | ||
| Stephen Philip Manus | Registered representative | Dec 2022 (4y) | ||
| Ryan James Hagedorn | Registered representative | Jan 2023 (4y) | ||
| Nicholas Anthony Sonzero | Registered representative | Mar 2023 (3y) | ||
| Andrew John Bratina | Registered representative | Jun 2023 (3y) | ||
| Howard Robert Bradley | Registered representative | CFP | Jun 2023 (3y) | |
| Barbara Grace Harlan | Registered representative | Jun 2023 (3y) | ||
| Joshua Adam Vick | Registered representative | Aug 2023 (3y) | ||
| Anna C Read | Registered representative | Aug 2023 (3y) | ||
| Peter Steigerwald | Registered representative | Nov 2023 (3y) | ||
| Kinsey Morgan Hagedorn | Registered representative | Mar 2024 (2y) | ||
| Lisa Yuriko Tellio | Registered representative | CFP | Sep 2024 (2y) | |
| Terrence Patrick Maday | Registered representative | Sep 2024 (2y) | ||
| Matthew Adams Van Dusen | Registered representative | Sep 2024 (2y) | ||
| Steven Christopher Nelson | Registered representative | Oct 2024 (2y) | ||
| Meg Ellen Davidson | Registered representative | Nov 2024 (2y) | ||
| Thomas Robert Flaig | Registered representative | CFA | Nov 2024 (2y) | |
| Matthew Cook Mcconnell | Registered representative | CFP | Jan 2025 (2y) | |
| Matthew Christian De Stefano | Registered representative | Jan 2025 (2y) | ||
| Kelly Morgan Mac Donald | Registered representative | Mar 2025 (1y) | ||
| Riley A Philbin | Registered representative | Jun 2025 (1y) | ||
| Thomas Francis O'gara | Registered representative | Jun 2025 (1y) | ||
| Seamus Francis Kelly | Registered representative | Aug 2025 (1y) | ||
| Patrick Nyhan Daniels | Registered representative | Sep 2025 (1y) | ||
| Brittany A Buffington | Registered representative | CFP | Jan 2026 (1y) | |
| Logan Michael Finnegan | Registered representative | Feb 2026 (0y) | ||
| John William Thomas | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $58.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Diversified Equity Fund Llc | Other Private Fund | $36.0M | $250K | 1 |
| Diversified Income Fund Llc | Other Private Fund | $22.0M | $250K | 1 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Faegre Drinker Retirement Savings Plan 2 | Faegre Drinker Biddle & Reath Llp | 1,274 | $773M | 01/01/2024 |
| Mayer Brown Llp Usa Savings Plan | Mayer Brown Llp | 2,078 | $1.2B | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 1.83 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $6.0B (80% of AUM) Mar 2026
- National Financial Services (Fidelity) $1.3B (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗