Hartford Funds Management Company, Llc
SEC-registered
Mutual Fund / Asset Manager · Mega ($100B+)
CRD 147746
· SEC file 801-77209
· Wayne, PA
· WWW.FACEBOOK.COM
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ADV data as of Jun 10, 2026
- Regulatory AUM
- $152B
- Discretionary
- $150B
- Clients
- 75
- Avg AUM / client
- $2.0B
- Accounts
- 91
- Employees
- 368
AUM over time
$91.5B
$156B
Dec 2012
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 73 | $150B | 98.8% |
| Pooled investment vehicles (non-investment companies) | 2 | $21.3M | 0.01% |
| State or municipal government entities | 0 | $1.9B | 1.23% |
| Other | Fewer than 5 clients | $603K | 0.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $15.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| The Hartford Cayman Real Asset Fund, Ltd. | Other Private Fund | Cayman Islands | $14.1M | 1 |
| Hartford Schroders Cayman Commodity Strategy Fund, Ltd. | Other Private Fund | Cayman Islands | $1.4M | 1 |
| Hartford Schroders Cayman Diversified Growth Fund, Ltd. | Other Private Fund | Cayman Islands | $25.9K | 1 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Leeward Construction, Inc. Employees Retirement Plan Leeward Construction, Inc. | 2024 |
People (57)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Gary Melcher | Executive Vice President And Chief Compliance Officer | Sep 2012 (14y) | Less than 5% | |
| Davey, James, Edward | Senior Managing Director, President And Chairman Of The Board | Dec 2012 (14y) | Less than 5% | |
| Frost, Gregory, A. | Managing Director And Chief Financial Officer | Dec 2012 (14y) | Less than 5% | |
| Meyer, Vernon, Joseph | Managing Director, Chief Investment Officer | Dec 2012 (14y) | Less than 5% | |
| Garger, Walter, Francis | Managing Director And General Counsel | May 2013 (13y) | Less than 5% | |
| Edward Joseph Cisowski | Registered representative | Jan 2015 (12y) | ||
| Anthony R Monterosso | Registered representative | Jan 2015 (12y) | ||
| Mark Andrew Stevens | Registered representative | Jan 2015 (12y) | ||
| Stephen J Wierbonics | Registered representative | Feb 2015 (11y) | ||
| Brian Edward Kraus | Registered representative | CFA | Mar 2015 (11y) | |
| Joel Alan Cohen | Registered representative | Apr 2015 (11y) | ||
| Michael James Tobin | Registered representative | May 2015 (11y) | ||
| Cindy Luan | Registered representative | Jul 2015 (11y) | ||
| Adam Schreiber | Registered representative | Aug 2015 (11y) | ||
| Lori Ann Murphy | Registered representative | Dec 2015 (11y) | ||
| Casey Edward Miller | Registered representative | Oct 2016 (10y) | ||
| Joshua David Gribben | Registered representative | Feb 2017 (9y) | ||
| Jane Dahill Flanigan | Registered representative | May 2017 (9y) | ||
| Clinton James Jones | Registered representative | Jan 2018 (9y) | ||
| Jason Robert Schechter | Registered representative | CFA | Mar 2018 (8y) | |
| Julie Lee Genjac | Registered representative | Mar 2018 (8y) | ||
| Joseph Paul Miller | Registered representative | Apr 2018 (8y) | ||
| Thomas J Grasso | Registered representative | Apr 2018 (8y) | ||
| Curtis Jeffrey Hopp | Registered representative | Jun 2018 (8y) | ||
| Young Jae Kim | Registered representative | Jul 2018 (8y) | ||
| Jack Robert Kelly | Registered representative | Sep 2019 (7y) | ||
| Megan Mooney | Registered representative | CFA | Sep 2019 (7y) | |
| Colleen Sweeney Lynch | Registered representative | Sep 2019 (7y) | ||
| Katelyn Elizabeth Derr | Registered representative | Dec 2019 (7y) | ||
| Timothy Richard Murphy | Registered representative | Feb 2020 (6y) | ||
| Jarret Michael Shattuck | Registered representative | Oct 2020 (6y) | ||
| Darren Anthony Brich | Registered representative | Oct 2020 (6y) | ||
| Daniel Lawrence Massetti | Registered representative | Jan 2022 (5y) | ||
| Peter Colwin Tamburrino | Registered representative | CFP | Jan 2022 (5y) | |
| Jake Charles Maclean | Registered representative | Sep 2022 (4y) | ||
| Andrew Wilson Tornetta | Registered representative | Apr 2023 (3y) | ||
| Bradley Robert Yocum | Registered representative | Sep 2023 (3y) | ||
| Douglas Michael Stockslager | Registered representative | Apr 2024 (2y) | ||
| John Bryson Palmer | Registered representative | Feb 2025 (1y) | ||
| Gustavo Oliverto De La Roca | Registered representative | Mar 2025 (1y) | ||
| Sheila Marand Fountain | Registered representative | CFP | Apr 2025 (1y) | |
| Nathan Patrick Goldman | Registered representative | CFA | Apr 2025 (1y) | |
| Colman Peter Flanagan | Registered representative | May 2025 (1y) | ||
| Edward Zachary Trevino | Registered representative | Jun 2025 (1y) | ||
| Jon Ferraiolo | Registered representative | Jun 2025 (1y) | ||
| Richard L Sims | Registered representative | CFP | Jun 2025 (1y) | |
| Brian Francisco Medina | Registered representative | Jul 2025 (1y) | ||
| Kurt Graham Gustafson | Registered representative | Aug 2025 (1y) | ||
| Michael John Mc Donald | Registered representative | Aug 2025 (1y) | ||
| Sidney Davenport Lord | Registered representative | Sep 2025 (1y) | ||
| Errol Adam Iachini | Registered representative | CFP | Oct 2025 (1y) | |
| Jessica Jean Laresca | Registered representative | Oct 2025 (1y) | ||
| Henri Juhani Waltteri Pitkanen | Registered representative | Jan 2026 (1y) | ||
| Cole Christian Drahus | Registered representative | Apr 2026 (0y) | ||
| Michael James O Connor | Registered representative | Apr 2026 (0y) | ||
| John Robert Haldeman | Registered representative | Chartered Financial Consultant | May 2026 (0y) | |
| Anthony Canfora | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hartford Funds Management Group, Inc. | Sole Member | Nov 2012 | A | 75% or more |
| Hartford Holdings, Inc. | Owner | May 2018 | B | ≈ 56.25% – 100% via Hartford Funds Management Group, Inc. |
| The Hartford Financial Services Group, Inc. | Owner | Aug 2002 | B | ≈ 42.19% – 100% via Hartford Holdings, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hartford Holdings, Inc.: 75% – 100% of Hartford Funds Management Group, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- The Hartford Financial Services Group, Inc.: 75% – 100% of Hartford Holdings, Inc. × 75% – 100% of Hartford Funds Management Group, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $15.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| The Hartford Cayman Real Asset Fund, Ltd. | Other Private Fund | $14.1M | $0 | 1 |
| Hartford Schroders Cayman Commodity Strategy Fund, Ltd. | Other Private Fund | $1.4M | $0 | 1 |
| Hartford Schroders Cayman Diversified Growth Fund, Ltd. | Other Private Fund | $25.9K | $0 | 1 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Leeward Construction, Inc. Employees Retirement Plan | Leeward Construction, Inc. | 169 | $20.2M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 3.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • FEES RELATED TO 529 PLANS AND MODEL RECOMMENDATIONS.
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- State Street $1.6B (1% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗