Hourglass Capital, Llc
- Regulatory AUM
- $769M
- Discretionary
- $769M
- Clients
- 102
- Avg AUM / client
- $7.5M
- Accounts
- 245
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Apr 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 28 | $11.0M | 1.43% |
| High net worth individuals | 69 | $697M | 90.7% |
| Pension and profit sharing plans | 5 | $26.6M | 3.46% |
| Charitable organizations | Fewer than 5 clients | $19.8M | 2.58% |
| Corporations and other businesses | Fewer than 5 clients | $14.1M | 1.83% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Haynes And Boone Retirement Savings Plan Haynes And Boone, Llp | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Thomas Anton | Member/Board Of Managers | Jun 2008 (18y) | 10% – 25% | |
| Gardner, Debra, Linn | Member/Chief Compliance Officer | Jun 2008 (18y) | Less than 5% | |
| John Harris Moffet | Member/Board Of Managers | CFA | Jun 2008 (18y) | 25% – 50% |
| Kenneth Archer Moffet | Member/Board Of Managers | Jun 2008 (18y) | 50% – 75% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Haynes And Boone Retirement Savings Plan | Haynes And Boone, Llp | 1,097 | $360M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/15/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $739M (96% of AUM) Apr 2026
- State Street $143M (32% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2026.
View current Form ADV (SEC/IAPD) ↗