N
N
Wealth Manager · Small ($100M–$1B)
CRD 147762
·
☆ Save with Pro
ADV data as of Mar 05, 2025
- Regulatory AUM
- $256M
- Discretionary
- $256M
- Clients
- 775
- Avg AUM / client
- $330K
- Accounts
- 1,816
- Employees
- 22
AUM over time
$16.9M
$256M
Dec 19, 2011
Mar 5, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 716 | $178M | 69.8% |
| High net worth individuals | 42 | $72.1M | 28.2% |
| Pension and profit sharing plans | 17 | $5.0M | 1.96% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $178M (70% of AUM) Mar 2025
- Charles Schwab & Co. $72.5M (28% of AUM) Mar 2025
- Pershing $6.6M (4% of AUM) Nov 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2025.