Asset Strategy Retirement Plan Consultants, Llc
- Regulatory AUM
- $116M
- Discretionary
- $4.3M
- Clients
- 242
- Avg AUM / client
- $481K
- Accounts
- 539
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 212 | $41.3M | 35.4% |
| High net worth individuals | 25 | $70.0M | 60.1% |
| Charitable organizations | 1 | $571K | 0.49% |
| State or municipal government entities | 1 | $4.3M | 3.72% |
| Corporations and other businesses | 3 | $251K | 0.22% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Retirement Plan For Employees Of Pikeville Medical Center, Inc. Pikeville Medical Center, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stacy Stephen Heistand | Chief Compliance Officer, Financial Advisor, Partner | CFP | Nov 2009 (17y) | 25% – 50% |
| Keaton Tyler Macut | Owner, Financial Advisor And Partner | Oct 2018 (8y) | 25% – 50% | |
| Moody, Neil, Joseph | Director Of Operations, Partner | Aug 2020 (6y) | 5% – 10% | |
| Clark Gregory Frese | Registered representative | Nov 2009 (17y) | ||
| William I. Wright | Registered representative | Oct 2015 (11y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Retirement Plan For Employees Of Pikeville Medical Center, Inc. | Pikeville Medical Center, Inc. | 3,432 | $174M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/04/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Transamerica Retirement Solutions, Llc $181M (38% of AUM) Jan 2022
- Fidelity Brokerage Services $111M (95% of AUM) Mar 2026
- Great West Trust Company, Llc $23.1M (10% of AUM) Sep 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.
View current Form ADV (SEC/IAPD) ↗