AUMdb

Haven Wealth Group Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 148099 · SEC file 801-69527 · Houston, TX · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Feb 18, 2026
Regulatory AUM
$515M
Discretionary
$492M
Clients
348
Avg AUM / client
$1.5M
Accounts
819
Employees
11

AUM over time

$90.5M $515M
Mar 30, 2012 Feb 18, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 18, 2026

Investments (13F portfolio — 44 positions, $442,200,323)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Ishares Core S&P 500 Etf COM $76,330,064 101,924 17.3% 14.8%
2 Ishares Msci Emerging Markets COM $38,175,516 558,040 8.63% 7.42%
3 Alphabet Inc. Class A COM $37,892,656 106,032 8.57% 7.36%
4 Curtiss Wright Corp COM $32,662,487 43,104 7.39% 6.35%
5 Nvidia Corp COM $29,604,316 147,955 6.69% 5.75%
6 Invsc Qqq Trust Srs 1 Etf COM $22,590,619 30,677 5.11% 4.39%
7 Amazon.Com Inc COM $20,876,677 87,592 4.72% 4.06%
8 Jpmorgan Chase & Co COM $16,993,992 51,917 3.84% 3.3%
9 Broadcom Inc COM $15,069,203 39,892 3.41% 2.93%
10 Apple Inc COM $12,987,056 44,882 2.94% 2.52%
11 Kla Corp COM $12,812,719 42,467 2.9% 2.49%
12 Microsoft Corp COM $10,976,684 29,427 2.48% 2.13%
13 Caterpillar Inc COM $10,637,286 9,989 2.41% 2.07%
14 Kodiak Gas Services, Inc COM $9,407,478 125,216 2.13% 1.83%
15 Goldman Sachs Group COM $8,636,088 8,539 1.95% 1.68%
16 Ishares Core S&P Mid Cap Etf COM $6,083,285 78,891 1.38% 1.18%
17 Howmet Aerospace Inc COM $5,898,520 21,939 1.33% 1.15%
18 Unitedhealth Grp Inc COM $5,796,792 13,947 1.31% 1.13%
19 Argan Inc Com COM $5,232,898 6,553 1.18% 1.02%
20 Costco Wholesale Co COM $5,136,666 5,491 1.16% 1.0%
21 Amphenol Corp Cla COM $4,868,548 27,612 1.1% 0.95%
22 Mueller Inds Inc COM $4,552,221 37,031 1.03% 0.88%
23 Mercury Systems Inc COM $4,477,890 36,605 1.01% 0.87%
24 Watts Water Tech Inc Class A COM $4,352,141 11,118 0.98% 0.85%
25 Terex Corp COM $4,255,157 58,781 0.96% 0.83%

Top 25 of 44 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 193 $72.3M 14.0%
High net worth individuals 139 $412M 80.1%
Pension and profit sharing plans 4 $685K 0.13%
Charitable organizations 1 $1.2M 0.23%
Corporations and other businesses 11 $28.3M 5.49%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Richea Powell President & Ceo CFA Jul 2008 (18y) 50% – 75%
William Charles Calvin Executive Vice President Feb 2010 (17y) 10% – 25%
Crystal Marie Hebert Chief Operations Officer Mar 2010 (16y) 5% – 10%
Rosalie M Groendes Chief Compliance Officer Mar 2015 (11y) Less than 5%
Marc Dale Goldstein Registered representative Apr 2018 (8y)
Richard H. Wiesner Registered representative Jun 2018 (8y)
Rebecca Lynn Arseneau Registered representative Aug 2024 (2y)
Paula Jill Mc Gee Registered representative Jan 2026 (1y)

Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/18/2026 955 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Other fees
  • FLAT FEE FOR FINANCIAL PLAN

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Publication of periodicals or newsletters

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.

View current Form ADV (SEC/IAPD) ↗