AUMdb

Draper Asset Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 148136 · SEC file 801-110197 · Smithtown, NY · www.draperasset.com
☆ Save with Pro ADV data as of Apr 15, 2026
Regulatory AUM
$231M
Discretionary
$231M
Clients
527
Avg AUM / client
$438K
Accounts
965
Employees
9

AUM over time

$35.0M $231M
Mar 15, 2017 Apr 15, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 15, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 463 $75.5M 32.7%
High net worth individuals 59 $118M 51.0%
Charitable organizations 0 $811K 0.35%
State or municipal government entities 5 $36.8M 15.9%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Robert Fraser Draper Managing Member/Chief Compliance Officer Jul 2008 (18y) 75% or more
Nicholas Augusto Lucas Registered representative Jul 2024 (2y)
Joseph Patrick Cracchiola Registered representative Jul 2024 (2y)
Vinson Anthony Guigliano Registered representative Sep 2024 (2y)
Michael Dominic Principe Registered representative Oct 2025 (1y)
Justin Francis Galluzzo Registered representative Dec 2025 (1y)
Lilli Seidman Registered representative Jul 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/15/2026 902 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2026.

View current Form ADV (SEC/IAPD) ↗