AUMdb

North South Capital, Llc

State-registered Broker-Dealer (Dually Registered) · Boutique (under $100M) CRD 148158 · New Lenox, IL · WWW.NORTHSOUTHCAP.COM.
☆ Save with Pro ADV data as of Mar 04, 2026
Regulatory AUM
$31.1M
Discretionary
$31.1M
Clients
133
Avg AUM / client
$234K
Accounts
133
Employees
8

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 117 $14.5M 46.4%
High net worth individuals 16 $16.7M 53.6%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Christopher L Odonnell Registered representative Feb 2009 (18y)
Aaron Vasil Registered representative Apr 2009 (17y)
Ree Heather Grossman Registered representative Nov 2012 (14y)
Stephen Adam Truesdale Registered representative Jan 2022 (5y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/04/2026 1.12 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.

View current Form ADV (SEC/IAPD) ↗