Empery Asset Management, Lp
- Regulatory AUM
- $262M
- Discretionary
- $262M
- Clients
- 6
- Avg AUM / client
- $43.7M
- Accounts
- 6
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $262M | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $137M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Empery Asset Master, Ltd master | Hedge Fund | Cayman Islands | $59.1M | 51 |
| Empery Debt Opportunity Fund, Lp | Hedge Fund | Delaware | $36.5M | 3 |
| Empery Tax Efficient Iii, Lp | Hedge Fund | Delaware | $24.1M | 2 |
| Empery Tax Efficient, Lp | Hedge Fund | Delaware | $17.2M | 46 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hoe, Martin, D. | Chief Investment Officer | Feb 2008 (19y) | ≈ 0% – 3.75% via Empery Am Gp, Llc | |
| Lane, Ryan, Matthew | Chief Operating Officer | Feb 2008 (19y) | ≈ 0% – 3.75% via Empery Am Gp, Llc | |
| Director, Brett, Steven | General Counsel & Chief Compliance Officer | Oct 2014 (12y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Empery Am Gp, Llc | General Partner | Feb 2008 | A | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hoe, Martin, D.: 50% – 75% of Empery Am Gp, Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Lane, Ryan, Matthew: 50% – 75% of Empery Am Gp, Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $137M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Empery Asset Master, Ltd | Hedge Fund | $59.1M | $1.0M | 51 |
| Empery Debt Opportunity Fund, Lp | Hedge Fund | $36.5M | $100K | 3 |
| Empery Tax Efficient Iii, Lp | Hedge Fund | $24.1M | $1.0M | 2 |
| Empery Tax Efficient, Lp | Hedge Fund | $17.2M | $250K | 46 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗