Hoge Financial Services, Llc
- Regulatory AUM
- $622M
- Discretionary
- $570M
- Clients
- 557
- Avg AUM / client
- $1.1M
- Accounts
- 1,678
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 378 | $122M | 19.6% |
| High net worth individuals | 166 | $434M | 69.8% |
| Pension and profit sharing plans | 11 | $62.7M | 10.1% |
| Charitable organizations | 2 | $3.1M | 0.5% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Garrett Stewart Hoge | Member | CFP Chartered Financial Consultant | Feb 2009 (17y) | ≈ 42.19% – 100% via Hoge Legacy, Llc |
| Kent David Aloia | Chief Compliance Officer | CFP | Jul 2020 (6y) | Less than 5% |
| Jeffrey Andrew Karns | Registered representative | May 2012 (14y) | ||
| Jessica B Lee | Registered representative | Jul 2020 (6y) | ||
| Amanda Oswald Booth | Registered representative | Apr 2021 (5y) | ||
| Debra Marie Parrish | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hoge Financial Holdings, Llc | Member | Sep 2021 | A | 75% or more |
| Hoge Legacy, Llc | Managing Member | Sep 2021 | B | ≈ 56.25% – 100% via Hoge Financial Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Garrett Stewart Hoge: 75% – 100% of Hoge Legacy, Llc × 75% – 100% of Hoge Financial Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Hoge Legacy, Llc: 75% – 100% of Hoge Financial Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 916 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Management Trust Company $599M (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗