Peddock Capital Advisors, Llc
- Regulatory AUM
- $836M
- Discretionary
- $801M
- Clients
- 173
- Avg AUM / client
- $4.8M
- Accounts
- 500
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 74 | $28.4M | 3.4% |
| High net worth individuals | 99 | $742M | 88.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $27.4M | 3.28% |
| Charitable organizations | Fewer than 5 clients | $482K | 0.06% |
| Corporations and other businesses | Fewer than 5 clients | $37.7M | 4.51% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peter Ernest Simmons | Chief Executive Officer | Aug 2008 (18y) | 75% or more | |
| Ian Gosselin Browning | Partner, Director Of Investment Strategy | CFA | Sep 2016 (10y) | 5% – 10% |
| Katelyn Mary Mahon | Director Of Relationship Management | CFP | Sep 2016 (10y) | 5% – 10% |
| Matthew Ernest Simmons | Chief Operations Officer, Wealth Advisor | CFP | Sep 2016 (10y) | 5% – 10% |
| John Frederick Desimone | Chief Compliance Officer, President | CFP | Jan 2021 (6y) | Less than 5% |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $829M (99% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗