Rwwm, Inc.
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 622
- Avg AUM / client
- $2.5M
- Accounts
- 1,602
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 307 | $76.6M | 4.99% |
| High net worth individuals | 273 | $1.2B | 77.2% |
| Pooled investment vehicles (non-investment companies) | 1 | $182M | 11.8% |
| Pension and profit sharing plans | 36 | $60.0M | 3.9% |
| Charitable organizations | 5 | $10.6M | 0.69% |
| Corporations and other businesses | Fewer than 5 clients | $22.1M | 1.43% |
| Other | Fewer than 5 clients | $62.0K | 0.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $112M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Roseman Wagner Partners, L.P. | Hedge Fund | Delaware | $112M | 68 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aaron John Wagner | President & Chief Compliance Officer | Sep 2008 (18y) | Less than 5% | |
| Scott Patrick Roseman | Trustee | Sep 2008 (18y) | GP / trustee / elected manager of Roseman Family Trust 12/26/2018 (indirect) | |
| Wagner, Quin, F. | Trustee | Mar 2023 (3y) | GP / trustee / elected manager of Wagner Family Trust 10/18/2022 (indirect) | |
| Michael Adam Di Dio | Registered representative | Aug 2017 (9y) | ||
| Rex Colton Roseman | Registered representative | Jul 2021 (5y) | ||
| Sara M. Wise | Registered representative | Jan 2022 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tgr 2022 Irrevocable Trust Dtd. 12/15/22 | Member | Dec 2022 | A | 25% – 50% |
| Spr 2023 Irrevocable Trust Dtd. 10/02/23 | Owner | Oct 2023 | A | 25% – 50% |
| Wagner Family Trust 10/18/2022 | Member | Mar 2023 | A | 25% – 50% |
| Roseman Family Trust 12/26/2018 | Member | Dec 2022 | A | Less than 5% |
| Roseman, Tara, Gaye | Trustee | Aug 2022 | B | GP / trustee / elected manager of Roseman Family Trust 12/26/2018 (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $112M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Roseman Wagner Partners, L.P. | Hedge Fund | $112M | $0 | 68 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Raymond James $1.3B (87% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗