A.T. Lloyd's, Inc
- Regulatory AUM
- $127M
- Discretionary
- $127M
- Clients
- 420
- Avg AUM / client
- $302K
- Accounts
- 537
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 390 | $66.0M | 52.0% |
| High net worth individuals | 28 | $60.9M | 48.0% |
| Charitable organizations | 2 | $846 | 0.0% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anamaria Teresa Lloyd | President & Chief Compliance Officer | Chartered Financial Consultant | Aug 2008 (18y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: AFTER 8 CLIENTS MOVED FROM WASHINGTON STATE TO CALIFORNIA BY SPRING 2014, REGISTRATION IN CALIFORNIA WAS REQUESTED IN MAY 2015. CALIFORNIA STATED THAT TOO MUCH TIME HAD PASSED AND A PENALTY WAS ISSUED. Status: Final Sanction Detail: ALL CONDITIONS HAVE BEEN SATISFIED. ON MARCH 10, 2016 ALL PENALTIES WERE PAID ($45,375.00) AND AFFECTED CLIENTS RECEIVED RESTITUTION FOR ADVISORY FEES DURING UNLICENSED PERIOD OF OCTOBER 2013 TO MAY 2015. Summary: CONFIRMATION OF REGISTRATION IN CALIFORNIA SHOULD HAPPEN VERY SOON, AS A.T. LLOYD'S, INC. HAS FULLY COOPERATED WITH CALIFORNIA REGULATORS AND HAS PAID ALL PENALTIES AND RESTITUTION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗