Wespac Advisors, Llc
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 148242
· SEC file 801-69552
· Orinda, CA
· WWW.WESPACADVISORSLLC.NET
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ADV data as of Apr 01, 2026
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 639
- Avg AUM / client
- $1.9M
- Accounts
- 642
- Employees
- 10
AUM over time
$153M
$1.2B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Investments (13F portfolio — 178 positions, $182,626,060)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Pgim Etf Tr | PGIM ULTRA SH BD | $10,205,217 | 206,166 | 5.59% | 0.85% |
| 2 | Ishares Tr | 0-3 MNTH TREASRY | $8,413,364 | 83,582 | 4.61% | 0.7% |
| 3 | Ishares Tr | CORE S&P500 ETF | $5,575,143 | 8,535 | 3.05% | 0.46% |
| 4 | Invesco Db Us Dlr Index Tr | BULLISH FD | $5,559,306 | 200,119 | 3.04% | 0.46% |
| 5 | Vanguard Index Fds | S&P 500 ETF SHS | $4,773,827 | 7,989 | 2.61% | 0.4% |
| 6 | J P Morgan Exchange Traded F | JPMORGAN INTL VL | $4,677,721 | 54,621 | 2.56% | 0.39% |
| 7 | Select Sector Spdr Tr | STATE STREET ENE | $4,179,218 | 68,221 | 2.29% | 0.35% |
| 8 | Capital Group Dividend Value | SHS CREATION UNI | $4,036,022 | 94,876 | 2.21% | 0.33% |
| 9 | Spdr Series Trust | STATE STREET SPD | $3,593,846 | 39,217 | 1.97% | 0.3% |
| 10 | Merck & Co Inc | COM | $3,343,851 | 27,798 | 1.83% | 0.28% |
| 11 | Apple Inc | COM | $3,103,337 | 12,228 | 1.7% | 0.26% |
| 12 | Etf Opportunities Trust | HEDGEYE CAPITAL | $2,843,031 | 98,477 | 1.56% | 0.24% |
| 13 | J P Morgan Exchange Traded F | ACTIVE BOND ETF | $2,645,000 | 49,191 | 1.45% | 0.22% |
| 14 | Spdr Series Trust | STATE STREET SPD | $2,519,508 | 17,264 | 1.38% | 0.21% |
| 15 | Invesco Actvely Mngd Etc Fd | OPTIMUM YIELD | $2,459,457 | 142,001 | 1.35% | 0.2% |
| 16 | Goldman Sachs Physical Gold | UNIT | $2,395,413 | 51,860 | 1.31% | 0.2% |
| 17 | Putnam Etf Trust | FOCUSED LAR CAP | $2,218,384 | 47,810 | 1.21% | 0.18% |
| 18 | Vanguard Scottsdale Fds | VNG RUS1000VAL | $2,185,454 | 23,314 | 1.2% | 0.18% |
| 19 | Ishares Gold Tr | ISHARES NEW | $2,100,500 | 23,826 | 1.15% | 0.17% |
| 20 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $2,020,534 | 10,528 | 1.11% | 0.17% |
| 21 | Valued Advisers Tr | REGAN FLTG RATE | $1,888,403 | 74,026 | 1.03% | 0.16% |
| 22 | Invesco Qqq Tr | UNIT SER 1 | $1,750,587 | 3,033 | 0.96% | 0.15% |
| 23 | Ishares Tr | ISHS 5-10YR INVT | $1,687,074 | 31,700 | 0.92% | 0.14% |
| 24 | Howmet Aerospace Inc | COM | $1,625,838 | 7,055 | 0.89% | 0.13% |
| 25 | Microsoft Corp | COM | $1,625,222 | 4,390 | 0.89% | 0.13% |
Top 25 of 178 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 238 | $45.3M | 3.75% |
| High net worth individuals | 52 | $99.3M | 8.24% |
| Pension and profit sharing plans | 347 | $1.1B | 87.9% |
| Corporations and other businesses | 2 | $1.4M | 0.12% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Szu, Renee, Tailing | President | Aug 2008 (18y) | Less than 5% | |
| John Cole Williams | Chief Compliance Officer | May 2011 (15y) | Less than 5% | |
| Steve Haydon Miller | Registered representative | Jan 2010 (17y) | ||
| Robert Daniel Perussina | Registered representative | Nov 2011 (15y) | ||
| Gregory Joseph Christian | Registered representative | Jul 2023 (3y) | ||
| Shevick Avalon Vanderwey | Registered representative | Jan 2025 (2y) | ||
| Thomas Christopher Lambert | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Timothy K Chan | Registered representative | Jan 2026 (1y) | ||
| William Kim | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Focus Operating, Llc | Member | Jul 2008 | A | 75% or more |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 56.25% – 100% via Focus Operating, Llc |
| Focus Financial Partners Inc. | Member | Jul 2018 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ultimate Holdings, Lp | Shareholder, Class B Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 23.73% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 17.8% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder | Aug 2023 | B | ≈ 13.35% – 100% via Ferdinand Ffp Parent, Inc. |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 6.67% – 75% via Ferdinand Ffp Ultimate Holdings, Lp |
| Clayton, Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 3.34% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 1.67% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners Inc.: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Ferdinand Ffp Parent, Inc. × 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Ferdinand Ffp Parent, Inc. × 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 6.67% – 75% of the firm
- Clayton, Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Ferdinand Ffp Parent, Inc. × 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 3.34% – 56.25% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Ferdinand Ffp Parent, Inc. × 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 1.67% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (16)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Valmetal 401 K Plan | Valmetal Tulare, Inc. | 132 | $13.1M | 10/01/2024 |
| C3.Ai, Inc. 401(k) Plan | C3.Ai, Inc. | 785 | $60.1M | 01/01/2024 |
| Ravenswood Family Health Center 403(b) Plan | South County Community Health Center, Inc. Dba | 358 | $20.3M | 01/01/2024 |
| E & B Natural Resources Management Corp. 401(k) Plan | E & B Natural Resources Management Corp. | 259 | $21.3M | 01/01/2024 |
| Legacy Builders 401(k) Plan | Legacy Builders, Inc. | 171 | $9.6M | 01/01/2024 |
| Arizona Community Surgeons, Pc Retirement Plan | Arizona Community Surgeons, Pc | 56 | $19.8M | 01/01/2024 |
| Lta Research 401(k) Plan | Lta Research And Exploration Llc | 279 | $17.0M | 01/01/2024 |
| Groundspeak, Inc. 401 K Plan | Groundspeak, Inc. | 89 | $16.9M | 01/01/2024 |
| Provident Electric 401(k) Plan | Provident Electric, Inc. | 301 | $8.6M | 01/01/2024 |
| Urology Nevada, Ltd. Pension Plan | Urology Nevada, Ltd. | 114 | $7.9M | 01/01/2024 |
| Ventura Orthopedics Medical Group, Inc. 401(k) Profit Sharing Plan | Ventura Orthopedics Medical Group, Inc. | 234 | $35.7M | 01/01/2024 |
| Falck Usa, Inc. 401(k) Plan | Falck Usa, Inc. | 2,757 | $82.2M | 01/01/2024 |
| Premier Parks, Llc 401(k) Plan | Premier Parks, Llc | 492 | $8.3M | 01/01/2024 |
| The Envoy Group Llc 401(k) Plan | The Envoy Group Llc | 65 | $6.0M | 01/01/2024 |
| Lin Engineering, Inc. & Applied Motion Products, Inc. 401(k) Profit Sharing Plan | Lin Engineering, Inc. | 138 | $9.9M | 01/01/2024 |
| Urology Nevada, Ltd. 401(k) Profit Sharing Plan | Urology Nevada, Ltd. | 186 | $16.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (90% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗