Horizon Wealth Advisors, Llc
- Regulatory AUM
- $235M
- Discretionary
- $231M
- Clients
- 582
- Avg AUM / client
- $404K
- Accounts
- 644
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 496 | $77.6M | 33.0% |
| High net worth individuals | 71 | $152M | 64.5% |
| Pension and profit sharing plans | 15 | $5.8M | 2.48% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas James Drizos | Owner | Aug 2008 (18y) | 75% or more | |
| Drizos, Nicholas, Gust | Chief Compliance Officer | Apr 2013 (13y) | Less than 5% | |
| Brian Thomas Babcock | Registered representative | Sep 2011 (15y) | ||
| Michael Frederick Ferro | Registered representative | Jun 2012 (14y) | ||
| Elizabeth Jean Wilson | Registered representative | CFP | May 2015 (11y) | |
| Dwight Phillip Pendola | Registered representative | CFP | Jan 2025 (2y) | |
| Jeremy Dallas Smith | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/04/2026 | 940 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $229M (98% of AUM) Mar 2026
- UBS $556K (0% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.
View current Form ADV (SEC/IAPD) ↗