Hfg Wealth Management, Llc
- Regulatory AUM
- $506M
- Discretionary
- $506M
- Clients
- 442
- Avg AUM / client
- $1.1M
- Accounts
- 1,492
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 255 | $96.2M | 19.0% |
| High net worth individuals | 174 | $355M | 70.2% |
| Charitable organizations | 7 | $33.4M | 6.62% |
| Corporations and other businesses | 6 | $21.0M | 4.16% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Larry Arlen Harvey | Managing Member, President | Chartered Financial Consultant | Sep 2008 (18y) | 75% or more |
| Henry John Pizzutello | Chief Investment Officer | May 2019 (7y) | Less than 5% | |
| Kathryn Louise Bates | Chief Compliance Officer / Chief Operating Officer | Feb 2021 (5y) | Less than 5% | |
| Jacob N. Guinn | Registered representative | May 2022 (4y) | ||
| Matthew Thomas Harvey | Registered representative | CFP | May 2023 (3y) | |
| Scott Clifton Francis | Registered representative | May 2024 (2y) | ||
| Kevin Gregory Bruce | Registered representative | CFP CFA | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $449M (89% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗