Financial Stages, Llc
- Regulatory AUM
- $64.0M
- Discretionary
- $0
- Clients
- 82
- Avg AUM / client
- $780K
- Accounts
- 451
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 68 | $37.0M | 57.8% |
| High net worth individuals | 14 | $27.0M | 42.2% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ron, David, Zvi | Shareholder | Jul 2006 (20y) | Less than 5% | |
| Taub, Eldad | Shareholder | Jul 2006 (20y) | GP / trustee / elected manager of Tkt Ltd (indirect) | |
| Robert James Schumann | Member | CFP | Mar 2012 (14y) | ≈ 7.5% – 25% via Financial Stages, Llc |
| Christopher Luke Szymczak Tanner | Registered representative | Jul 2021 (5y) | ||
| Cameron Brig Moore | Registered representative | Feb 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tkt Ltd | Member | Dec 2009 | A | 75% or more |
| Financial Stages, Llc | Member | Mar 2016 | A | 10% – 25% |
| Online365 | Member | Nov 2008 | A | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Robert James Schumann: 75% – 100% of Financial Stages, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $38.0M (59% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗