Gray Investment Management Llc
- Regulatory AUM
- $12.0M
- Discretionary
- $12.0M
- Clients
- 30
- Avg AUM / client
- $399K
- Accounts
- 38
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 11, 2023
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 11 | $1.2M | 9.81% |
| High net worth individuals | 15 | $6.3M | 52.5% |
| Pension and profit sharing plans | 2 | $1.4M | 11.5% |
| Corporations and other businesses | 2 | $3.1M | 26.2% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Kennedy Gray | Managing Member/Chief Compliance Officer | Jan 2009 (18y) | 50% – 75% | |
| Shearer, Charles, Edward | Managing Member | Jan 2009 (18y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/11/2023 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $2.3M (20% of AUM) Sep 2023
- Pershing Sep 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 11, 2023.
View current Form ADV (SEC/IAPD) ↗