Erben Associates, Llc
- Regulatory AUM
- $402M
- Discretionary
- $402M
- Clients
- 128
- Avg AUM / client
- $3.1M
- Accounts
- 957
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $20.1M | 5.0% |
| High net worth individuals | 52 | $105M | 26.0% |
| Corporations and other businesses | 55 | $278M | 69.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Beaton Erben | Managing Member | Mar 2006 (20y) | 75% or more | |
| Brittany Martin Worrell | Chief Compliance Officer & Client Services Manager | May 2013 (13y) | Less than 5% | |
| Danny James Mcgovern | Registered representative | Feb 2018 (8y) | ||
| Casey Lee Fox | Registered representative | Aug 2022 (4y) | ||
| Paul Ten Eyck Elmendorf | Registered representative | Jul 2023 (3y) | ||
| John Mc Carthy Collins | Registered representative | Jul 2023 (3y) | ||
| Qudasia Maxwell | Registered representative | Jan 2026 (1y) | ||
| Zac Douglas Robinson | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
- • Other fees
- • % OF ASSETS UNDER ADVISEMENT; SOLICITOR'S FEE
Services
- • Financial planning services
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $290M (72% of AUM) Mar 2026
- Fidelity Distributors Company Llc $22.5M (12% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗