AUMdb

Saa Advisors, Inc.

SEC-registered Investment Adviser CRD 148763 · SEC file 801-69727 · Bellevue, WA · www.saai.com
☆ Save with Pro ADV data as of Jan 13, 2026
Regulatory AUM
Discretionary
Clients
20
Avg AUM / client
Accounts
Employees
4

Who they serve

Client typeClientsAUM% of AUM
Pension and profit sharing plans Fewer than 5 clients $0
Insurance companies 15 $0
Corporations and other businesses Fewer than 5 clients $0
Other 5 $0

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Alton Robert Cogert President/Chief Compliance Officer CFA Aug 2008 (18y) 75% or more
Daniel Gabriel Smereck Registered representative Feb 2018 (9y)
Nataniel Paul Simon Registered representative Dec 2020 (6y)
Lucy Marie Rimsky Registered representative Jan 2025 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/13/2026 1000 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Fixed fees

Services

  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 13, 2026.

View current Form ADV (SEC/IAPD) ↗