Netherby Advisors Llc
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ADV data as of Mar 25, 2026
- Regulatory AUM
- $18.7M
- Discretionary
- $18.4M
- Clients
- 21
- Avg AUM / client
- $892K
- Accounts
- 45
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 10 | $1.7M | 9.1% |
| High net worth individuals | 11 | $16.7M | 89.2% |
| Charitable organizations | Fewer than 5 clients | $323K | 1.72% |
| Other investment advisers | Fewer than 5 clients | $0 | — |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Grant Hoffman | Registered representative | CFA | Jul 2012 (14y) | |
| Frederick Thielcke Busk | Registered representative | Aug 2012 (14y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Security ratings or pricing services
- • Educational seminars/workshops
Custody
Reported custodians
- Truist Financial Corp $16.6M (89% of AUM) Mar 2026
- Pershing $1.8M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗