Vima, Llc
- Regulatory AUM
- $229M
- Discretionary
- $229M
- Clients
- 1,182
- Avg AUM / client
- $194K
- Accounts
- 1,181
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,143 | $176M | 76.5% |
| High net worth individuals | 39 | $54.0M | 23.5% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Anthony Vissotski | Owner/Co Owner | Dec 2008 (18y) | 50% – 75% | |
| Michael Joseph Mazzola | Managing Member/Chief Compliance Officer, | Dec 2008 (18y) | 50% – 75% | |
| Michel Stefano Tenaglia | Registered representative | CFP | Jul 2011 (15y) | |
| Marguerite Mary Tschirhart | Registered representative | Jan 2017 (10y) | ||
| Matthew Raymond Doering | Registered representative | Apr 2020 (6y) | ||
| Dennis M Prost | Registered representative | CFP | Jul 2022 (4y) | |
| Natalie Nicole Snyder | Registered representative | May 2024 (2y) | ||
| Judy Ilene Goldis | Registered representative | Sep 2024 (2y) | ||
| James Harrison Waugh | Registered representative | Jan 2026 (1y) | ||
| Michael August Maley | Registered representative | Feb 2026 (0y) | ||
| David Claude Roberts | Registered representative | CFP | Feb 2026 (0y) | |
| Sadeer Thomas Jamil | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/08/2026 | 913 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Pershing $167M (73% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 08, 2026.
View current Form ADV (SEC/IAPD) ↗