AUMdb

Strategic Financial Partners, Ltd

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 148858 · SEC file 801-77447 · · WWW.ADVISORYFIRM.COM
☆ Save with Pro ADV data as of Mar 13, 2026
Regulatory AUM
$321M
Discretionary
$321M
Clients
360
Avg AUM / client
$892K
Accounts
902
Employees
7

AUM over time

$69.3M $321M
Mar 15, 2012 Mar 13, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 13, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 254 $69.6M 21.7%
High net worth individuals 86 $251M 78.1%
Pension and profit sharing plans 19 $0
Charitable organizations 1 $752K 0.23%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Grant Frederick Carroll President/Chief Compliance Officer Sep 2008 (18y) 50% – 75%
Richard Lewis Williams Vice President Sep 2008 (18y) 50% – 75%
Edward William Sager Registered representative Jun 2009 (17y)
Kevin Asher Green Registered representative Feb 2020 (7y)
Michael Richard Eisenhauer Registered representative Mar 2021 (5y)
Robert Ryan Kirkpatrick Registered representative Jan 2026 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/13/2026 1.05 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Other fees
  • THIRD PARTY ADVISER REFERRAL FEES

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.

View current Form ADV (SEC/IAPD) ↗