Broadoak Asset Management, Llc
- Regulatory AUM
- $519M
- Discretionary
- $519M
- Clients
- 9
- Avg AUM / client
- $57.7M
- Accounts
- 9
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 9 | $519M | 100.0% |
Private funds (8)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $371M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Broadoak Fund V | Private Equity Fund | Delaware | $137M | 75 |
| Broadoak Fund Iv | Private Equity Fund | Delaware | $78.9M | 49 |
| Broadoak Income Fund, L.P. | Private Equity Fund | Delaware | $62.7M | 17 |
| Broadoak Capital 2016 A Llc | Private Equity Fund | Delaware | $35.7M | 27 |
| Broadoak Fund Iii, Llc | Private Equity Fund | Delaware | $25.3M | 49 |
| Broadoak Biotools Venture Fund, Llc | Venture Capital Fund | Delaware | $16.1M | 19 |
| Broadoak Capital 2019 C | Private Equity Fund | Delaware | $8.1M | 35 |
| Broadoak Capital 2018 B | Private Equity Fund | Delaware | $7.3M | 31 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hanan, Lars, Martin | Managing Member | Jan 2007 (20y) | GP / trustee / elected manager of Broadoak Capital Partners, Llc (indirect) | |
| William Franklin Snider | Managing Partner | CFA | Jan 2007 (20y) | ≈ 18.75% – 50% via Broadoak Capital Partners, Llc |
| Wilson, Donald, Kyle | Owner/Partner | Dec 2018 (8y) | ≈ 18.75% – 50% via Broadoak Capital Partners, Llc | |
| Holly Scott Atallah | Chief Compliance Officer | Dec 2020 (6y) | Less than 5% | |
| Daniel Stuart Friedman | Registered representative | Dec 2020 (6y) | ||
| Michael Martin Caspani | Registered representative | Dec 2020 (6y) | ||
| Austin Robert Duke | Registered representative | May 2024 (2y) | ||
| Calvin G Aubrey | Registered representative | Dec 2025 (1y) | ||
| Henry Nmn Dervishi | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Broadoak Capital Partners, Llc | Managing Member | Nov 2008 | A | 75% or more |
| Research Corporation Technologies, Inc. | Member | May 2021 | B | GP / trustee / elected manager of Broadoak Capital Partners, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- William Franklin Snider: 25% – 50% of Broadoak Capital Partners, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Wilson, Donald, Kyle: 25% – 50% of Broadoak Capital Partners, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (8, $371M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Broadoak Fund V | Private Equity Fund | $137M | $100K | 75 |
| Broadoak Fund Iv | Private Equity Fund | $78.9M | $100K | 49 |
| Broadoak Income Fund, L.P. | Private Equity Fund | $62.7M | $500K | 17 |
| Broadoak Capital 2016 A Llc | Private Equity Fund | $35.7M | $25.0K | 27 |
| Broadoak Fund Iii, Llc | Private Equity Fund | $25.3M | $100K | 49 |
| Broadoak Biotools Venture Fund, Llc | Venture Capital Fund | $16.1M | $250K | 19 |
| Broadoak Capital 2019 C | Private Equity Fund | $8.1M | $25.0K | 35 |
| Broadoak Capital 2018 B | Private Equity Fund | $7.3M | $50.0K | 31 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 2.77 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗