Seminole Advisory Services, Llc
- Regulatory AUM
- $243M
- Discretionary
- $243M
- Clients
- 1
- Avg AUM / client
- $243M
- Accounts
- 1
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $243M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $214M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Seminole Mortgage Trust | Real Estate Fund | Florida | $214M | 3 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Banks, Robert, Joseph | Manager And Chairman Of The Board | Jun 1991 (35y) | Less than 5% | |
| Diaz, Christopher, Gerard | Manager And Co Chief Executive Officer | Jan 2012 (15y) | Less than 5% | |
| Fetter, Timothy, Samuel | Manager And Co Chief Executive Officer | Jan 2012 (15y) | Less than 5% | |
| Dunlop, Kristopher, Adams | Chief Financial Officer, Treasurer, Secretary And Chief Compliance Officer | Oct 2019 (7y) | Less than 5% | |
| Ritter, Joseph | Manager And Executive Vice President | Feb 2023 (4y) | GP / trustee / elected manager of Seminole Holdings Group, Llc (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Seminole Holdings Group, Llc | Member | Feb 2009 | A | 75% or more |
| Robert J. Banks Trust Agreement Dated 6/19/91 | Member | Oct 2009 | B | ≈ 18.75% – 50% via Seminole Holdings Group, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Robert J. Banks Trust Agreement Dated 6/19/91: 25% – 50% of Seminole Holdings Group, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $214M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Seminole Mortgage Trust | Real Estate Fund | $214M | $0 | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗